SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Effective Thursday, 5/19/11
19
MAY


        

421  Filings
Filing emoji
 ·  Click on a Filing/Form Type¹
Filing/Form Type emoji
to view it
 ·  List the Documents
Document emoji
& Exhibits
Exhibit emoji
within them


        
Page:  
Page 1 emoji
  2   3   4   5   6   7   8   9   10   11   12   13   14   15   ...   22   ·  All     
Bottom



        
Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 5/19/11  Associated Bond Brokers, Inc.     X-17A-5     3/31/11    1:2K                                     SEC #7                   
 5/19/11  Kcoe Capital LLC                  X-17A-5     3/31/11    1:2K                                     SEC #7                   
 5/19/11  Lemley, Yarling & Co.             FOCUSN      3/31/11    1:2K                                     SEC #7                   
 5/19/11  Lemley, Yarling & Co.             X-17A-5     3/31/11    1:2K                                     SEC #7                   
 5/19/11  Bluechip Securities, Inc.         X-17A-5/A  12/31/10    1:2K                                     SEC #7                   
 5/19/11  Andrew Garrett Inc.               X-17A-5/A  12/31/10    1:2K                                     SEC #7                   
  5/9/11  Goldman Sachs & Co. LLC/TA        TA-1/A      5/19/11    1:1K                                     SEC #7                   
 5/19/11  Semtech Corp.                     ARS         1/30/11    1:2K                                     SEC #7                   
 5/19/11  Kraton Corp.                      ARS        12/31/10    1:2K                                     SEC #7                   
 5/19/11  Simon Property Group Inc./DE      ARS        12/31/10    1:2K                                     SEC #7                   
 5/19/11  Craft Brew Alliance, Inc.         ARS        12/31/10    1:2K                                     SEC #7                   
 5/19/11  Par Technology Corp.              ARS        12/31/10    1:2K                                     SEC #7                   
 5/19/11  Southern First Bancshares Inc.    ARS        12/31/10    1:2K                                     SEC #7                   
 5/19/11  Chatham Lodging Trust             ARS        12/31/10    1:2K                                     SEC #7                   
 5/19/11  Gulf Power Co.                    CERTNYS     5/19/11    1:2K                                     SEC #7                   
 5/19/11 Knight-Swift Transportation … Inc EFFECT      5/19/11    1:10K                                    SEC #5                   
          Common Market Equipment Co., LLC
          Estrella Distributing, LLC
          Interstate Equipment Leasing, LLC
          M.S. Carriers, LLC
          Sparks Finance LLC
          Swift Intermodal, LLC
          Swift Leasing Co., LLC
          Swift Services Holdings, Inc.
          Swift Transportation Co. of Arizona, LLC
          Swift Transportation Co. of Virginia, LLC
          Swift Transportation Co., LLC
          Swift Transportation Services, LLC
 5/19/11Mobile Mini Inc.                  EFFECT      5/19/11    1:2K                                     SEC #5                   
 5/19/11New Mountain Finance Corp.        EFFECT      5/19/11    1:2K                                     SEC #5                   
 5/19/11MedClean Technologies, Inc.       EFFECT      5/19/11    1:2K                                     SEC #5                   
 5/19/11Treasury Wine Estates Ltd.        EFFECT      5/19/11    1:2K                                     SEC #5                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
Five-thirty emoji
ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-A
  ARS    Annual Report to Security Holders.
  CERTNYS    Certification by the NYSE Approving a Listing — Form CERT.
  EFFECT    SEC Notice of Effectiveness.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  TA-1    Application for Registration by a Transfer Agent — Form TA-1.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
Page:  
Page 1 emoji
  2   3   4   5   6   7   8   9   10   11   12   13   14   15   ...   22   ·  All     
Top



        


Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., May 17, 11:24:15.4pm ET