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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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5/19/11 Associated Bond Brokers, Inc. X-17A-5 3/31/11 1:2K SEC #7
5/19/11 Kcoe Capital LLC X-17A-5 3/31/11 1:2K SEC #7
5/19/11 Lemley, Yarling & Co. FOCUSN 3/31/11 1:2K SEC #7
5/19/11 Lemley, Yarling & Co. X-17A-5 3/31/11 1:2K SEC #7
5/19/11 Bluechip Securities, Inc. X-17A-5/A 12/31/10 1:2K SEC #7
5/19/11 Andrew Garrett Inc. X-17A-5/A 12/31/10 1:2K SEC #7
5/9/11 Goldman Sachs & Co. LLC/TA TA-1/A 5/19/11 1:1K SEC #7
5/19/11 Semtech Corp. ARS 1/30/11 1:2K SEC #7
5/19/11 Kraton Corp. ARS 12/31/10 1:2K SEC #7
5/19/11 Simon Property Group Inc./DE ARS 12/31/10 1:2K SEC #7
5/19/11 Craft Brew Alliance, Inc. ARS 12/31/10 1:2K SEC #7
5/19/11 Par Technology Corp. ARS 12/31/10 1:2K SEC #7
5/19/11 Southern First Bancshares Inc. ARS 12/31/10 1:2K SEC #7
5/19/11 Chatham Lodging Trust ARS 12/31/10 1:2K SEC #7
5/19/11 Gulf Power Co. CERTNYS 5/19/11 1:2K SEC #7
5/19/11‡ Knight-Swift Transportation … Inc EFFECT 5/19/11 1:10K SEC #5
Common Market Equipment Co., LLC
Estrella Distributing, LLC
Interstate Equipment Leasing, LLC
M.S. Carriers, LLC
Sparks Finance LLC
Swift Intermodal, LLC
Swift Leasing Co., LLC
Swift Services Holdings, Inc.
Swift Transportation Co. of Arizona, LLC
Swift Transportation Co. of Virginia, LLC
Swift Transportation Co., LLC
Swift Transportation Services, LLC
5/19/11‡ Mobile Mini Inc. EFFECT 5/19/11 1:2K SEC #5
5/19/11‡ New Mountain Finance Corp. EFFECT 5/19/11 1:2K SEC #5
5/19/11‡ MedClean Technologies, Inc. EFFECT 5/19/11 1:2K SEC #5
5/19/11‡ Treasury Wine Estates Ltd. EFFECT 5/19/11 1:2K SEC #5
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -A | | ARS | Annual Report to Security Holders. | | CERTNYS | Certification by the NYSE Approving a Listing — Form CERT. | | EFFECT | SEC Notice of Effectiveness. | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | TA-1 | Application for Registration by a Transfer Agent — Form TA-1. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. |
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