As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

  3/7/11  JPMorgan Chase & Co.              NO ACT       1/5/11    1:2K                                     SEC #7                   
  3/7/11  Mgi Funds Distributors, LLC       X-17A-5    12/31/10    1:2K                                     SEC #7                   
  3/7/11‡ Loeb Partners Corp.               FOCUSN/A    9/30/10    1:2K                                     SEC #7                   
  3/7/11  Cboe BYX Exchange, Inc.           19B-4E       3/7/11    1:2K                                     SEC #7                   
  3/7/11  Cboe BZX Exchange, Inc.           19B-4E       3/7/11    1:2K                                     SEC #7                   
  3/7/11  Cboe BYX Exchange, Inc.           19B-4E       3/7/11    1:2K                                     SEC #7                   
  3/7/11  Cboe BZX Exchange, Inc.           19B-4E       3/7/11    1:2K                                     SEC #7                   
  3/7/11  NYSE Arca, Inc.                   19B-4E       3/7/11    1:2K                                     SEC #7                   
  3/7/11  NYSE Arca, Inc.                   19B-4E       3/7/11    1:2K                                     SEC #7                   
  3/7/11  Cboe EDGA Exchange, Inc.          19B-4E       3/7/11    1:2K                                     SEC #7                   
  3/7/11  Cboe EDGA Exchange, Inc.          19B-4E       3/7/11    1:2K                                     SEC #7                   
  3/7/11  Cboe EDGX Exchange, Inc.          19B-4E       3/7/11    1:2K                                     SEC #7                   
  3/7/11  Cboe EDGX Exchange, Inc.          19B-4E       3/7/11    1:2K                                     SEC #7                   
  3/7/11  Rainmaker Securities, LLC         FOCUSN     12/31/10    1:2K                                     SEC #7                   
  3/7/11  Rainmaker Securities, LLC         X-17A-5    12/31/10    1:2K                                     SEC #7                   
  3/7/11  Consolidated Financial Invs, Inc. FOCUSN/A   12/31/10    1:2K                                     SEC #7                   
  3/7/11  Cascade Investment Group, Inc.    X-17A-5/A  12/31/10    1:2K                                     SEC #7                   
  3/7/11  WCM Investment Management/Adv     ADV-H-T      3/7/11    1:2K                                     SEC #7                   
  3/7/11  Loeb Partners Corp.               FOCUSN     12/31/10    1:2K                                     SEC #7                   
  3/7/11  C.L. King & Associates, Inc.      FOCUSN     12/31/10    1:2K                                     SEC #7                   

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:
	19B-4E	Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
	ADV-H-T	Application for a Temporary Hardship Exemption by an Investment Advisor — Form ADV-H.
	FOCUSN	Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
	NO ACT	SEC No-Action Letter re: a Shareholder Proposal.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.
	F	This Filing was Deleted by the SEC, but not by SEC Info℠.  See our Deletion Policy.