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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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1/20/11 MCM Capital Management, LLC 13FCONP 9/30/10 1:2K SEC #7
1/20/11 Cboe EDGX Exchange, Inc. 19B-4E 1/20/11 1:2K SEC #7
1/20/11 Cboe EDGX Exchange, Inc. 19B-4E 1/20/11 1:2K SEC #7
1/20/11 Cboe EDGX Exchange, Inc. 19B-4E 1/20/11 1:2K SEC #7
1/20/11 Cboe EDGX Exchange, Inc. 19B-4E 1/20/11 1:2K SEC #7
1/20/11 Cboe EDGX Exchange, Inc. 19B-4E 1/20/11 1:2K SEC #7
1/20/11 Cboe EDGX Exchange, Inc. 19B-4E 1/20/11 1:2K SEC #7
1/20/11 Cboe EDGX Exchange, Inc. 19B-4E 1/20/11 1:2K SEC #7
1/20/11 Cboe EDGA Exchange, Inc. 19B-4E 1/20/11 1:2K SEC #7
1/20/11 Cboe EDGA Exchange, Inc. 19B-4E 1/20/11 1:2K SEC #7
1/20/11 Cboe EDGA Exchange, Inc. 19B-4E 1/20/11 1:2K SEC #7
1/20/11 Cboe EDGA Exchange, Inc. 19B-4E 1/20/11 1:2K SEC #7
1/20/11 Quincy Cass Associates, Inc. X-17A-5 11/30/10 1:2K SEC #7
1/20/11 Oxford Lane Capital Corp. CERTNAS 1/20/11 1:2K SEC #7
1/20/11 Greif, Inc. ARS 10/31/10 1:2K SEC #7
1/20/11 Hill-Rom Holdings, Inc. ARS 9/30/10 1:2K SEC #7
1/20/11 Destination Maternity Corp. ARS/A 9/30/10 1:2K SEC #7
1/20/11 Aeolus Pharmaceuticals, Inc. ARS 9/30/10 1:2K SEC #7
1/20/11 Fairmount Bancorp, Inc. ARS 9/30/10 1:2K SEC #7
1/20/11 TE Connectivity Ltd. ARS 9/24/10 1:2K SEC #7
| ____________ | | ¹ | Filing/Form Types: /A | | 13FCONP | Quarterly Holdings and Combination Report by a Money Manager – Confidential Treatment Requested — Form 13F. | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | ARS | Annual Report to Security Holders. | | CERTNAS | Certification by the Nasdaq Stock Market Approving a Listing — Form CERT. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | F | This Filing was Deleted by the SEC, but not by SEC Info℠. See our Deletion Policy. |
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