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Effective Wednesday, 12/29/10
29
DEC


        

1,005  Filings
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 ·  Click on a Filing/Form Type¹
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 ·  List the Documents
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& Exhibits
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
12/29/10  RBC Capital Markets Corp.         X-17A-5    10/31/10    1:2K                                     SEC #7                   
12/29/10  RBC Cma LLC                       X-17A-5    10/31/10    1:2K                                     SEC #7                   
12/29/10  RBC Capital Markets Corp.         FOCUSN     10/31/10    1:2K                                     SEC #7                   
12/29/10  Eaton Vance Distributors, Inc.    X-17A-5    10/31/10    1:2K                                     SEC #7                   
12/29/10  Jcra Financial LLC                X-17A-5     9/30/10    1:2K                                     SEC #7                   
12/29/10  American Investors Group, Inc.    FOCUSN     10/31/10    1:2K                                     SEC #7                   
12/29/10  Anz Securities, Inc.              FOCUSN      9/30/10    1:2K                                     SEC #7                   
12/29/10  American Investors Group, Inc.    X-17A-5    10/31/10    1:2K                                     SEC #7                   
12/29/10  Amvestors Inv Group Inc./BD       X-17A-5    10/31/10    1:2K                                     SEC #7                   
12/29/10  Anz Securities, Inc.              X-17A-5     9/30/10    1:2K                                     SEC #7                   
12/29/10  Synovus Financial Corp.           NO ACT     12/16/10    1:2K                                     SEC #7                   
12/29/10  MTS Systems Corp.                 ARS         10/2/10    1:2K                                     SEC #7                   
12/29/10  Coca-Cola Co.                     NO ACT     12/15/10    1:2K                                     SEC #7                   
12/29/10  Allergan Finance LLC              NO ACT     12/29/10    1:2K                                     SEC #7                   
12/29/10  Atmos Energy Corp.                ARS         9/30/10    1:2K                                     SEC #7                   
12/29/10  Bank of the West/CA/GFN           G-FIN/A    12/29/10    1:1K                                     SEC #7                   
12/29/10  Enerplus Corp.                    CERTNYS    12/29/10    1:2K                                     SEC #7                   
12/29/10 Alpine Equity Trust               EFFECT     12/29/10    1:3K                                     SEC #5                   Alpine Global Consumer Growth Fund
12/29/10ENER1 Inc.                        EFFECT     12/29/10    1:2K                                     SEC #5                   
12/29/10Greektown Holdings, L.L.C.        EFFECT     12/29/10    1:5K                                     SEC #5                   
          Contract Builders Corp.
          Greektown Casino, L.L.C.
          Greektown Newco Sub, Inc.
          Greektown Superholdings, Inc.
          Realty Equity Co., Inc.
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  ARS    Annual Report to Security Holders.
  CERTNYS    Certification by the NYSE Approving a Listing — Form CERT.
  EFFECT    SEC Notice of Effectiveness.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  G-FIN    Notice of Activity as a Government Securities Broker or Dealer by a Financial Institution — Form G-FIN.
  NO ACT    SEC No-Action Letter re: a Shareholder Proposal.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
   F   This Filing was Deleted by the SEC, but not by SEC Info.  See our Deletion Policy.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
 
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