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Effective Tuesday, 8/31/10
31
AUG


        

1,170  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 8/31/10  NASDAQ Stock Market LLC           19B-4E      8/31/10    1:2K                                     SEC #7                   
 8/31/10  NASDAQ Stock Market LLC           19B-4E      8/31/10    1:2K                                     SEC #7                   
 8/31/10  Boston Stock Exchange Inc.        19B-4E      8/31/10    1:2K                                     SEC #7                   
 8/31/10  Boston Stock Exchange Inc.        19B-4E      8/31/10    1:2K                                     SEC #7                   
 8/31/10  Octagon Fin’l Services Inc./Adv   ADV-E       8/31/10    1:2K                                     SEC #7                   
 8/31/10  Montag & Joselson                 FOCUSN      6/30/10    1:2K                                     SEC #7                   
 8/31/10  Montag & Joselson                 X-17A-5     6/30/10    1:2K                                     SEC #7                   
 8/31/10  Firstrade Securities Inc.         X-17A-5     6/30/10    1:2K                                     SEC #7                   
 8/31/10  Fort Wayne Securities Corp.       X-17A-5     7/31/10    1:2K                                     SEC #7                   
 8/31/10  Fox, Reusch & Co., Inc.           X-17A-5     6/30/10    1:2K                                     SEC #7                   
 8/31/10  Quantum Fuel Systems Techs W… Inc ARS         4/30/10    1:2K                                     SEC #7                   
 8/31/10  Wolfe & Hurst Bond Brokers Inc.   X-17A-5     6/30/10    1:2K                                     SEC #7                   
 8/31/10  Japan Fin Organiz… Municipalities SE          8/31/10    1:2K                                     SEC #7                   
 8/31/10  S.G. Long & Co.                   FOCUSN      6/30/10    1:2K                                     SEC #7                   
 8/31/10  Securities Corp. of America       X-17A-5     6/30/10    1:2K                                     SEC #7                   
 8/31/10  Smith, Moore & Co.                X-17A-5     6/30/10    1:2K                                     SEC #7                   
 8/31/10  Shangri La Asia Ltd./FI           SUPPL       8/31/10    1:1K                                     SEC #7                   
 8/31/10  Ci Fund Management Inc./FI        SUPPL       8/31/10    1:2K                                     SEC #7                   
 8/31/10  Full Circle Capital Corp.         CERTNAS     8/31/10    1:2K                                     SEC #7                   
 8/31/10  Bny Mellon Strategic Muni Bo… Inc 40-17F2     8/31/10    1:8K   Bny Mellon Strategic Muni Bo… Inc Bny Mellon Inv A… Inc/FA 
____________
 ¹  Filing/Form Types: 
Type emoji
-Q
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  40-17F2    Certificate of Accounting of Securities in the Custody of an Investment Company — Form N-17f-2.
  ADV-E    Certificate of Accounting of Client Securities and Funds in the Possession or Custody of an Investment Advisor — Form ADV-E.
  ARS    Annual Report to Security Holders.
  CERTNAS    Certification by the Nasdaq Stock Market Approving a Listing — Form CERT.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  SE    Separate Exhibits – Scanned Paper-Format Exhibits of Another Electronic Filing — Form SE.
  SUPPL    Supplemental Material by a Foreign Issuer.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
 
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