As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 5/10/10  Jacobus Wealth Mgmt Inc./Adv      ADV-E       5/10/10    1:2K                                     SEC #7                   
 4/30/10  Fidelity Business Svcs India… Ltd TA-1/A      5/10/10    1:60K                                                             
 4/30/10  National Fin’l Services LLC/TA    TA-1/A      5/10/10    1:58K                                                             
 5/10/10  Anthem Securities, Inc.           X-17A-5/A  12/31/09    1:2K                                     SEC #7                   
 5/10/10  BlueLinx Holdings Inc.            ARS          1/2/10    1:2K                                     SEC #7                   
 5/10/10  Cboe Global Markets, Inc.         NO ACT      5/10/10    1:2K                                     SEC #7                   
 5/10/10  Dalmore Group LLC                 X-17A-5    12/31/09    1:2K                                     SEC #7                   
 5/10/10  Stanley Black & Decker, Inc.      ARS          1/2/10    1:2K                                     SEC #7                   
 5/10/10  Oxford Industries Inc.            ARS         1/30/10    1:2K                                     SEC #7                   
 5/10/10  Madrigal Pharmaceuticals, Inc.    ARS        12/31/09    1:2K                                     SEC #7                   
 5/10/10  Craft Brew Alliance, Inc.         ARS        12/31/09    1:2K                                     SEC #7                   
 5/10/10  Saks Inc.                         ARS         1/30/10    1:2K                                     SEC #7                   
 5/10/10  Mediacom Communications Corp.     ARS        12/31/09    1:2K                                     SEC #7                   
 5/10/10  Spectrum Pharmaceuticals Inc.     ARS        12/31/09    1:2K                                     SEC #7                   
 5/10/10  American Greetings Corp.          ARS         2/28/10    1:2K                                     SEC #7                   
 5/10/10  Keryx Biopharmaceuticals Inc.     ARS        12/31/09    1:2K                                     SEC #7                   
 5/10/10  Hallmark Financial Services Inc.  ARS        12/31/09    1:2K                                     SEC #7                   
 5/10/10  Nautilus, Inc.                    ARS        12/31/09    1:2K                                     SEC #7                   
 5/10/10  Health Grades Inc.                ARS        12/31/09    1:2K                                     SEC #7                   
 5/10/10  Microvision, Inc.                 ARS        12/31/09    1:2K                                     SEC #7                   

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¹	Filing/Form Types:
	ADV-E	Certificate of Accounting of Client Securities and Funds in the Possession or Custody of an Investment Advisor — Form ADV-E.
	ARS	Annual Report to Security Holders.
	NO ACT	SEC No-Action Letter re: a Shareholder Proposal.
	TA-1	Application for Registration by a Transfer Agent — Form TA-1.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.