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Effective Tuesday, 11/10/09
10
NOV


        

554  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
11/10/09  Cboe BZX Exchange, Inc.           19B-4E     11/10/09    1:2K                                     SEC #7                   
11/10/09  Cboe BZX Exchange, Inc.           19B-4E     11/10/09    1:2K                                     SEC #7                   
11/10/09 Phillips & Co. Securities Inc.    X-17A-5/A   6/30/09    1:2K                                     SEC #7                   
11/10/09  Tyson Foods, Inc.                 NO ACT      10/1/09    1:2K                                     SEC #7                   
11/10/09  Tyson Foods, Inc.                 NO ACT      10/1/09    1:2K                                     SEC #7                   
11/10/09  Tyson Foods, Inc.                 NO ACT      10/1/09    1:2K                                     SEC #7                   
11/10/09  Whole Foods Market Inc.           NO ACT      10/5/09    1:2K                                     SEC #7                   
11/10/09  Jazz Pharmaceuticals plc          ARS        12/31/08    1:2K                                     SEC #7                   
11/10/09  Xcerra Corp.                      ARS         7/31/09    1:2K                                     SEC #7                   
11/10/09  Comtech Telecoms Corp./DE         ARS         7/31/09    1:2K                                     SEC #7                   
11/10/09  Sleep Number Corp.                ARS          1/3/09    1:2K                                     SEC #7                   
11/10/09  GGL Resources Corp.               SUPPL      11/10/09    1:2K                                     SEC #7                   
11/10/09  Helios Select Fund Inc.           40-33      11/10/09    1:2K                                     SEC #7                   
11/10/09mBeach Software, Inc.             EFFECT     11/10/09    1:2K                                     SEC #5                   
11/10/09  China Gerui Advanced Materia… Ltd CERTNAS    11/10/09    1:2K                                     SEC #7                   
11/10/09  ZAGG Inc                          CERTNAS    11/10/09    1:2K                                     SEC #7                   
11/10/09  China Gerui Advanced Materia… Ltd CERTNYS    11/10/09    1:2K                                     SEC #7                   
11/10/09  Dollar General Corp.              CERTNYS    11/10/09    1:2K                                     SEC #7                   
11/10/09  Cypress Semiconductor Corp./DE    CERTNAS    11/10/09    1:2K                                     SEC #7                   
11/10/09Rovcal Inc.                       EFFECT     11/10/09    1:7K                                     SEC #5                   
          DB Online, LLC
          Rov Holding Inc.
          Schultz Co.
          Spectrum Brands, Inc.
          Spectrum Jungle Labs Corp.
          Spectrum Neptune US Holdco Corp.
          Tetra Holding (US), Inc.
          United Industries Corp.
          United Pet Group, Inc.
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  40-33    Stockholder Derivative Action Against an Investment Company or an Affiliate.
  ARS    Annual Report to Security Holders.
  CERTNAS    Certification by the Nasdaq Stock Market Approving a Listing — Form CERT.
  CERTNYS    Certification by the NYSE Approving a Listing — Form CERT.
  EFFECT    SEC Notice of Effectiveness.
  NO ACT    SEC No-Action Letter re: a Shareholder Proposal.
  SUPPL    Supplemental Material by a Foreign Issuer.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
   F   This Filing was Deleted by the SEC, but not by SEC Info.  See our Deletion Policy.
 
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