____________ |
‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
¹ | Filing/Form Types: -K |
| ARS | Annual Report to Security Holders. |
| CERTNYS | Certification by the NYSE Approving a Listing — Form CERT. |
| EFFECT | SEC Notice of Effectiveness. |
| SE | Separate Exhibits – Scanned Paper-Format Exhibits of Another Electronic Filing — Form SE. |
| SUPPL | Supplemental Material by a Foreign Issuer. |
| X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
| F | This Filing was Deleted by the SEC, but not by SEC Info℠. See our Deletion Policy. |