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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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9/12/08 FarmLink, Inc. REGDEX 9/12/08 1:2K SEC #7
9/12/08 Mpay Gateway Inc. REGDEX 9/12/08 1:2K SEC #7
9/12/08 Churchill Capital USA, Inc. FOCUSN/A 6/30/08 1:2K SEC #7
9/12/08 Herold & Lantern Invs, Inc. X-17A-5/A 6/30/08 1:2K SEC #7
9/12/08 Churchill Capital USA, Inc. X-17A-5/A 6/30/08 1:2K SEC #7
9/12/08 Carter, Terry & Co., Inc. X-17A-5/A 12/31/07 1:2K SEC #7
9/12/08 Tread Corp. REGDEX 9/12/08 1:2K SEC #7
9/2/08 FTN Financial Capital Markets/MSD MSD/A 9/12/08 1:2K SEC #7
9/12/08 Security Research Assocs, Inc. X-17A-5/A 6/30/08 1:2K SEC #7
9/12/08 Windham Securities, Inc. X-17A-5/A 6/30/08 1:2K SEC #7
9/12/08 BlueCrest Capital Management Ltd. ADV-E 9/12/08 1:2K SEC #7
9/12/08 America 2030 Equity LLC REGDEX 9/12/08 1:2K SEC #7
9/12/08 Bandera Investment Fund I LLC REGDEX 9/12/08 1:2K SEC #7
9/12/08 American Eagle Mortgage 500 LLC REGDEX 9/12/08 1:2K SEC #7
9/12/08 Machinerylink Inc. REGDEX 9/12/08 1:2K SEC #7
9/12/08 Cap VI Accredited Investors … LLC REGDEX/A 9/12/08 1:2K SEC #7
9/12/08 Ram Realty Partners II-A LP REGDEX 9/12/08 1:2K SEC #7
9/12/08 Gulf Coast Farms Racing… 2007 LLC REGDEX 9/12/08 1:2K SEC #7
9/12/08 Orogen Biosciences Inc. REGDEX 9/12/08 1:2K SEC #7
9/12/08 755 Capital Partners II LLC REGDEX 9/12/08 1:2K SEC #7
____________ | ¹ | Filing/Form Types: | | ADV-E | Certificate of Accounting of Client Securities and Funds in the Possession or Custody of an Investment Advisor — Form ADV-E. | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | MSD | Application for Registration by a Municipal Securities Dealer — Form MSD. | | REGDEX | Notice of an Exempt Offering of Securities — Form D. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | F | This Filing was Deleted by the SEC, but not by SEC Info℠. See our Deletion Policy. |
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