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Effective Friday, 5/30/08
30
MAY


        

1,464  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 5/30/08  IronX Mineracao S.A.              SUPPL       5/30/08    1:2K                                     SEC #7                   
 5/30/08  IronX Mineracao S.A.              ARS        12/31/07    1:2K                                     SEC #7                   
 5/30/08  Girard Securities, Inc.           X-17A-5®    3/31/08    1:2K                                     SEC #7                   
 5/30/08  FBN Securities, Inc.              X-17A-5     3/31/08    1:2K                                     SEC #7                   
 5/30/08  Global Leisure Partners, LLC      X-17A-5     3/31/08    1:2K                                     SEC #7                   
 5/30/08  Emmett A Larkin Co., Inc.         X-17A-5     3/31/08    1:2K                                     SEC #7                   
 5/30/08  Gaines Financial Corp.            X-17A-5     3/31/08    1:2K                                     SEC #7                   
 5/30/08  Gregory J. Schwartz & Co., Inc.   X-17A-5     3/31/08    1:2K                                     SEC #7                   
 5/30/08  Marquis Fin’l Svcs of Indiana Inc X-17A-5     3/31/08    1:2K                                     SEC #7                   
 5/30/08  First Brokers Securities LLC      X-17A-5     3/31/08    1:2K                                     SEC #7                   
 5/30/08  Port Brokerage Services, Inc.     FOCUSN      3/31/08    1:2K                                     SEC #7                   
 5/30/08  Port Brokerage Services, Inc.     X-17A-5     3/31/08    1:2K                                     SEC #7                   
 5/30/08  Kern, Suslow Securities, Inc.     X-17A-5     3/31/08    1:2K                                     SEC #7                   
 5/30/08  Orbis SA/FI                       SUPPL       5/30/08    1:1K                                     SEC #7                   
 5/30/08  The Garbacz Group Inc.            FOCUSN      3/31/08    1:2K                                     SEC #7                   
 5/30/08  Mirae Asset Securities (USA) Inc. FOCUSN      3/31/08    1:2K                                     SEC #7                   
 5/30/08  Mirae Asset Securities (USA) Inc. X-17A-5     3/31/08    1:2K                                     SEC #7                   
 5/30/08  Starwood Cap Group Mgmt LLC/Adv   ADV-E       5/30/08    1:2K                                     SEC #7                   
 5/30/08  NYSE Arca, Inc.                   19B-4E      5/30/08    1:2K                                     SEC #7                   
 5/30/08  NYSE Arca, Inc.                   19B-4E      5/30/08    1:2K                                     SEC #7                   
____________
 ¹  Filing/Form Types: 
Type emoji
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  ADV-E    Certificate of Accounting of Client Securities and Funds in the Possession or Custody of an Investment Advisor — Form ADV-E.
  ARS    Annual Report to Security Holders.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  SUPPL    Supplemental Material by a Foreign Issuer.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  ®  This Filing’s metadata was Corrected by the SEC and SEC Info, but not by other services.  See our Correction Policy.
 
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