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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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5/30/08 IronX Mineracao S.A. SUPPL 5/30/08 1:2K SEC #7
5/30/08 IronX Mineracao S.A. ARS 12/31/07 1:2K SEC #7
5/30/08 Girard Securities, Inc. X-17A-5® 3/31/08 1:2K SEC #7
5/30/08 FBN Securities, Inc. X-17A-5 3/31/08 1:2K SEC #7
5/30/08 Global Leisure Partners, LLC X-17A-5 3/31/08 1:2K SEC #7
5/30/08 Emmett A Larkin Co., Inc. X-17A-5 3/31/08 1:2K SEC #7
5/30/08 Gaines Financial Corp. X-17A-5 3/31/08 1:2K SEC #7
5/30/08 Gregory J. Schwartz & Co., Inc. X-17A-5 3/31/08 1:2K SEC #7
5/30/08 Marquis Fin’l Svcs of Indiana Inc X-17A-5 3/31/08 1:2K SEC #7
5/30/08 First Brokers Securities LLC X-17A-5 3/31/08 1:2K SEC #7
5/30/08 Port Brokerage Services, Inc. FOCUSN 3/31/08 1:2K SEC #7
5/30/08 Port Brokerage Services, Inc. X-17A-5 3/31/08 1:2K SEC #7
5/30/08 Kern, Suslow Securities, Inc. X-17A-5 3/31/08 1:2K SEC #7
5/30/08 Orbis SA/FI SUPPL 5/30/08 1:1K SEC #7
5/30/08 The Garbacz Group Inc. FOCUSN 3/31/08 1:2K SEC #7
5/30/08 Mirae Asset Securities (USA) Inc. FOCUSN 3/31/08 1:2K SEC #7
5/30/08 Mirae Asset Securities (USA) Inc. X-17A-5 3/31/08 1:2K SEC #7
5/30/08 Starwood Cap Group Mgmt LLC/Adv ADV-E 5/30/08 1:2K SEC #7
5/30/08 NYSE Arca, Inc. 19B-4E 5/30/08 1:2K SEC #7
5/30/08 NYSE Arca, Inc. 19B-4E 5/30/08 1:2K SEC #7
____________ | ¹ | Filing/Form Types: | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | ADV-E | Certificate of Accounting of Client Securities and Funds in the Possession or Custody of an Investment Advisor — Form ADV-E. | | ARS | Annual Report to Security Holders. | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | SUPPL | Supplemental Material by a Foreign Issuer. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | ® | This Filing’s metadata was Corrected by the SEC and SEC Info℠, but not by other services. See our Correction Policy. |
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