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‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
¹ | Filing/Form Types: |
| 13FCONP | Quarterly Holdings and Combination Report by a Money Manager – Confidential Treatment Requested — Form 13F. |
| ARS | Annual Report to Security Holders. |
| CERTNAS | Certification by the Nasdaq Stock Market Approving a Listing — Form CERT. |
| NO ACT | SEC No-Action Letter re: a Shareholder Proposal. |
| REGDEX | Notice of an Exempt Offering of Securities — Form D. |
| SUPPL | Supplemental Material by a Foreign Issuer. |
| ® | This Filing’s metadata was Corrected by the SEC and SEC Info℠, but not by other services. See our Correction Policy. |