____________ |
¹ | Filing/Form Types: -Q |
| 40-33 | Stockholder Derivative Action Against an Investment Company or an Affiliate. |
| FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. |
| NO ACT | SEC No-Action Letter re: a Shareholder Proposal. |
| REGDEX | Notice of an Exempt Offering of Securities — Form D. |
| TA-2 | Annual Report of Activity by a Transfer Agent — Form TA-2. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |