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Effective Monday, 3/31/03
31
MAR


        

1,949  Filings
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 ·  Click on a Filing/Form Type¹
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to view it
 ·  List the Documents
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& Exhibits
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 3/31/03 III Offshore Advisors             ADV-E       3/31/03    1:2K                                     SEC #7                   
 3/31/03III Associates                    ADV-E       3/31/03    1:2K                                     SEC #7                   
 3/31/03  S&C Holdco 3 Inc.                 REGDEX      3/31/03    1:1K                                     SEC #7                   
 3/31/03  Comerica Securities, Inc.         X-17A-5    12/31/02    1:2K                                     SEC #7                   
 3/31/03  New Southern Bank                 TA-2       12/31/02    1:1K                                     SEC #7                   
 3/31/03  Bankers Trust Co. NA              TA-2       12/31/02    1:1K                                     SEC #7                   
 3/31/03  Duke Energy Int’l Geracao … SA/FI SUPPL       3/31/03    1:2K                                     SEC #7                   
 3/21/03  Davidson Trust Co./TA             TA-1/A      3/31/03    1:2K                                     SEC #7                   
 3/31/03  Northern Abitibi Mining Corp.     SUPPL       3/31/03    1:1K                                     SEC #7                   
 3/31/03  Evn AG/FI                         SUPPL       3/31/03    1:2K                                     SEC #7                   
 3/31/03  Burnstone Ventures Inc./FI        SUPPL       3/31/03    1:2K                                     SEC #7                   
 3/31/03  Lenovo Group Ltd.                 SUPPL       3/31/03    1:2K                                     SEC #7                   
 3/31/03  Golden Hope Mines Ltd./FI/FI      SUPPL       3/31/03    1:1K                                     SEC #7                   
 3/31/03  Tractebel Energia SA/FI           SUPPL       3/31/03    1:2K                                     SEC #7                   
 3/31/03  PTT Exploration & Product… plc/FI SUPPL       3/31/03    1:1K                                     SEC #7                   
 3/31/03  Companhia De Transmi… Paulista/FI SUPPL       3/31/03    1:2K                                     SEC #7                   
 3/31/03  Companhia Siderurgica… Mineira/FI SUPPL       3/31/03    1:1K                                     SEC #7                   
 3/31/03  Rolls Royce plc/FI                SUPPL       3/31/03    1:1K                                     SEC #7                   
 3/31/03  Grupo Continental SA/FI           SUPPL       3/31/03    1:1K                                     SEC #7                   
 3/31/03  NV Umicore SA/FI                  SUPPL       3/31/03    1:2K                                     SEC #7                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  ADV-E    Certificate of Accounting of Client Securities and Funds in the Possession or Custody of an Investment Advisor — Form ADV-E.
  REGDEX    Notice of an Exempt Offering of Securities — Form D.
  SUPPL    Supplemental Material by a Foreign Issuer.
  TA-1    Application for Registration by a Transfer Agent — Form TA-1.
  TA-2    Annual Report of Activity by a Transfer Agent — Form TA-2.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
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