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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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4:12pm† Pabon Daniel 4/A Officer² 1:5K Medicine Man Technologies, Inc. Toppan Merrill/FA
4:10pm Jones Christine 4/A Officer² 1:5K Medicine Man Technologies, Inc. Toppan Merrill/FA
5/16/24 Snow Jessica 4 Officer² 1:4K 2seventy bio, Inc. Solium Capital Inc.
5/3/24 Heritage U.S. Transfer Corp. TA-1/A 5/13/24 1:5K Toppan Merrill/FA
5/16/24 Delory Paul A 4 Director² 1:16K ECB Bancorp, Inc./MD RDG Filings/FA
5/15/24 Neutra Corp. 8-K:4 5/3/24 10:183K Edgarbiz Inc./FA
5/15/24 Mass Megawatts Wind Power Inc. 8-K:4 5/3/24 10:198K M2 Compliance LLC/FA
5/3/24 American Deposit Management LLC MA-A 12/31/21 1:24K
5/14/24 Skyler Jay S 3 Director² 1:3K SAB Biotherapeutics, Inc. Donnelley … Solutions/FA
5/14/24 Hollin Edward J. 4 Director² 1:5K Meridian Corp. Meridian Corp.
5/14/24 Kubient, Inc. 8-K/A:2,5,9 5/3/24 12:260K Broadridge Fin’l So… Inc
5/14/24‡ CLS Holdings USA, Inc. 8-K:5 5/3/24 11:144K Federal Filings, LLC/FA
5/13/24 Forager Fund, L.P. 3 10% Owner² 1:6K Regional Management Corp. Blueprint/FA
Kissel Edward Urban
MacArthur Robert Symmes
5/10/24 Teh Tracey 3 Officer² 2:11K DigitalBridge Group, Inc. DigitalBridge Gp, Inc.
5/10/24 Schwarzman Stephen A 3 10% Owner² 1:13K Corebridge Financial, Inc. Donnelley … Solutions/FA
Argon Holdco LLC
Blackstone Group Management L.L.C.
Blackstone Holdings I/II GP L.L.C.
Blackstone Holdings II L.P.
Blackstone Inc.
5/10/24 Healthy Extracts Inc. 8-K:1,4,9 5/3/24 13:253K Southridge Svcs Inc./FA
5/10/24 Sacks Parente Golf, Inc. 8-K:5 5/3/24 10:186K M2 Compliance LLC/FA
5/10/24 Elektros, Inc. 1-U:4 5/3/24 1:15K C2 Blockchain, Inc.
5/10/24 Warshauer Robert Herman 3 Director² 1:3K Chicken Soup for the Soul En… Inc Newsfile Corp./FA
5/10/24 Young John T. Jr. 3 Director² 1:3K Chicken Soup for the Soul En… Inc Newsfile Corp./FA
____________ | † | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET. Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -K | | 1-U | Current Report — Form 1-U. | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | MA-A | Annual Update of Registration by a Municipal Advisor — Form MA. | | TA-1 | Application for Registration by a Transfer Agent — Form TA-1. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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