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‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
¹ | Filing/Form Types: |
| 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. |
| 10QSB | Quarterly or Quarterly-Transition Report by a Small Business — Form 10-QSB. |
| 424B3 | Prospectus – New Facts or Events. |
| DEF 14C | Definitive Proxy Info Statement — Schedule 14C. |
| NT 10-K | Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25. |
| NT 10-Q | Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25. |
| PRE 14C | Preliminary Proxy Info Statement — Schedule 14C. |
| REVOKED | SEC Order Revoking a Registration. |
| SB-2 | Registration Statement by a Small-Business Issuer — Form SB-2. |
| SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. |
| SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |