SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Filings re: Registrants of ‘SC 13G’ Filing 950136-4-741


        

801  Filings
Filing emoji
 ·  Click on a Filing/Form Type¹
Filing/Form Type emoji
to view it
 ·  List the Documents
Document emoji
& Exhibits
Exhibit emoji
within them


        
Page:  
Page 1 emoji
  2   3   4   5   6   7   8   9   10   11   12   13   14   15   ...   41   ·  All     
Bottom



        
Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 4/22/13  Sherman Bernard C                 SC 13G/A               1:132K Advanzeon Solutions, Inc.         Donnelley … Solutions/FA 
          Bernard Sherman 2000 Trust³
          Sherfam Inc.³
          Sherman Holdings Inc.³
          Shermco Inc.³
 9/11/12 Ayer Capital Management, LP       SC 13G      9/10/12    1:93K  World Heart Corp.                 Broadridge Fin’l So… Inc 
          Acm Capital Partners, LLC³
          Jay Venkatesan³
 8/13/12  New Leaf Ventures II, L.P.        SC 13D/A               1:191K World Heart Corp.                 Donnelley … Solutions/FA 
          James Niedel³
          Jeani Delagardelle³
          New Leaf Venture Associates II, L.P.³
          New Leaf Venture Management II, L.L.C.³
          Philippe O. Chambon³
          Ronald Hunt³
          Srinivas Akkaraju³
          Vijay Lathi³
 8/13/12  World Heart Corp.                 15-12G      8/13/12    1:12K                                    Donnelley … Solutions/FA 
 8/10/12World Heart Corp.                 EFFECT      8/10/12    1:2K                                     SEC #5                   
 8/10/12World Heart Corp.                 EFFECT      8/10/12    1:2K                                     SEC #5                   
 8/10/12World Heart Corp.                 EFFECT      8/10/12    1:2K                                     SEC #5                   
 8/10/12World Heart Corp.                 EFFECT      8/10/12    1:2K                                     SEC #5                   
 8/10/12World Heart Corp.                 EFFECT      8/10/12    1:2K                                     SEC #5                   
 8/10/12World Heart Corp.                 EFFECT      8/10/12    1:2K                                     SEC #5                   
 8/10/12World Heart Corp.                 EFFECT      8/10/12    1:2K                                     SEC #5                   
 8/10/12World Heart Corp.                 EFFECT      8/10/12    1:2K                                     SEC #5                   
 8/10/12World Heart Corp.                 EFFECT      8/10/12    1:2K                                     SEC #5                   
  8/9/12  Marxe Austin W & Greenhouse Da… M 4          10% Owner²  1:10K  World Heart Corp.                                          
  8/6/12  Venrock Associates V LP           4          10% Owner²  1:13K  World Heart Corp.                                          
          VEF Management V, LLC
          Venrock Entrepreneurs Fund V, L.P.
          Venrock Management V, LLC
          Venrock Partners Management V, LLC
          Venrock Partners V LP
  8/6/12  Hove Anders D                     4          Dir.,%Own.² 1:8K   World Heart Corp.                                          
  8/6/12  Niedel James                      4          10% Owner²  1:16K  World Heart Corp.                 Proskauer Rose LLP/FA    
          Akkaraju Srinivas
          Chambon Philippe O.
          Hunt Ronald
          Lathi Vijay K
          New Leaf Venture Associates II, L.P.
          New Leaf Venture Management II, L.L.C.
          New Leaf Ventures II, L.P.
  8/6/12  Delagardelle Jeani                4          Dir.,%Own.² 1:7K   World Heart Corp.                 Proskauer Rose LLP/FA    
  8/6/12  Camber Capital Management LP      4          10% Owner²  1:7K   World Heart Corp.                 Armor Compliance LLC/FA  
  8/6/12  World Heart Corp.                 S-8 POS      8/6/12    1:26K                                    Donnelley … Solutions/FA 
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
Five-thirty emoji
ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-A
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  15-12G    Certification of a Termination of Registration of a Class of Securities — Form 15.
  EFFECT    SEC Notice of Effectiveness.
  S-8 POS    Post-Effective Amendment of a Form S-8 Registration.
  SC 13D    Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
  SC 13G    Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.
 
Page:  
Page 1 emoji
  2   3   4   5   6   7   8   9   10   11   12   13   14   15   ...   41   ·  All     
Top



        


Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., May 17, 10:50:15.7pm ET