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¹ | Filing/Form Types: |
| 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. |
| 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. |
| 13F-HR | Quarterly Holdings and Combination Report by a Money Manager — Form 13F. |
| 40-APP | Application for an Exemption Order or Other Relief by an Investment Company. |
| APP WDG | Withdrawal of an Application for an Exemption Order – ‘APP WD’ SEC Grant. |
| SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |