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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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8/28/18 EPM Live, Inc. 4 %Own.,Oth.² 1:10K Upland Software, Inc. Donnelley Fin’l S… 06/FA
ESW Capital, LLC
Liemandt Joseph
8/23/18 EPM Live, Inc. 4 %Own.,Oth.² 1:10K Upland Software, Inc. Donnelley Fin’l S… 06/FA
ESW Capital, LLC
Liemandt Joseph
8/20/18 EPM Live, Inc. 4 %Own.,Oth.² 1:10K Upland Software, Inc. Donnelley Fin’l S… 06/FA
ESW Capital, LLC
Liemandt Joseph
8/13/18 EPM Live, Inc. 4 %Own.,Oth.² 1:14K Upland Software, Inc. Donnelley Fin’l S… 06/FA
ESW Capital, LLC
Liemandt Joseph
3/25/16 EPM Live, Inc. 15-15D 3/25/16 1:10K Donnelley … Solutions/FA
3/24/16 EPM Live, Inc. 3 Other² 1:4K Upland Software, Inc. Donnelley Fin’l S… 06/FA
5/18/15‡ EPM Live, Inc. 8-K:1,7,9 5/14/15 3:595K SEC Connect
5/14/15‡ EPM Live, Inc. EFFECT 5/14/15 1:2K SEC #5
5/14/15‡ EPM Live, Inc. EFFECT 5/14/15 1:2K SEC #5
5/14/15‡ EPM Live, Inc. EFFECT 5/14/15 1:2K SEC #5
5/13/15 EPM Live, Inc. S-8 POS 5/13/15 1:38K SEC Connect
5/13/15 EPM Live, Inc. S-8 POS 5/13/15 1:38K SEC Connect
5/13/15 EPM Live, Inc. S-8 POS 5/13/15 1:46K SEC Connect
5/13/15 EPM Live, Inc. S-8 POS 5/13/15 1:46K SEC Connect
5/13/15 EPM Live, Inc. S-8 POS 5/13/15 1:46K SEC Connect
5/13/15 EPM Live, Inc. S-8 POS 5/13/15 1:46K SEC Connect
5/13/15 EPM Live, Inc. S-8 POS 5/13/15 1:46K SEC Connect
5/13/15 EPM Live, Inc. S-8 POS 5/13/15 1:46K SEC Connect
5/13/15 EPM Live, Inc. S-8 POS 5/13/15 1:46K SEC Connect
5/13/15 EPM Live, Inc. S-8 POS 5/13/15 1:46K SEC Connect
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 15-15D | Notice of a Suspension of Duty to File Reports — Form 15. | | EFFECT | SEC Notice of Effectiveness. | | S-8 POS | Post-Effective Amendment of a Form S-8 Registration. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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