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Documents Incorporated by Reference in ‘10-Q’ Filing 833444-17-16 · Filed re: Thursday, 3/9/17
9
MAR


        

15  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 3/15/17  Johnson Controls Int’l plc        8-K:1,8,9    3/9/17    5:556K                                   Toppan Merrill/FA        
 3/13/17  Vergnano Mark P                   4          Director²   1:4K   Johnson Controls Int’l plc        Computershare Inc.       
 3/13/17  del Valle Perochena Juan Pablo    4          Director²   1:4K   Johnson Controls Int’l plc        Computershare Inc.       
 3/13/17  Black Natalie A                   4          Director²   1:4K   Johnson Controls Int’l plc        Computershare Inc.       
 3/13/17  Abney David P                     4          Director²   1:4K   Johnson Controls Int’l plc        Computershare Inc.       
 3/13/17  Duperreault Brian                 4          Director²   1:5K   Johnson Controls Int’l plc        Computershare Inc.       
 3/13/17  Tinggren Juergen                  4          Director²   1:5K   Johnson Controls Int’l plc        Computershare Inc.       
 3/13/17  Yost R David                      4          Director²   1:5K   Johnson Controls Int’l plc        Computershare Inc.       
 3/13/17  Daniels Michael E                 4          Director²   1:5K   Johnson Controls Int’l plc        Computershare Inc.       
 3/13/17  Joerres Jeffrey A                 4          Director²   1:5K   Johnson Controls Int’l plc        Computershare Inc.       
  3/9/17  Williams Jeffrey M                3          Officer²    2:12K  Johnson Controls Int’l plc        Computershare Inc.       
  3/9/17  Johnson Controls Int’l plc        FWP                    1:51K  Johnson Controls Int’l plc        Toppan Merrill/FA        
  3/9/17  Johnson Controls Int’l plc        8-K:5        3/8/17    1:87K                                    Toppan Merrill/FA        
  3/9/17  Johnson Controls Int’l plc        424B5                  1:818K                                   Toppan Merrill-FA        
  3/9/17  Johnson Controls Int’l plc        8-K:8,9      3/9/17    2:30K                                    Toppan Merrill/FA        
____________
 ¹  Filing/Form Types: 
Type emoji
-K
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  424B5    Prospectus – Primary Offering or Shelf Securities – New Facts or Events.
  FWP    Prospectus – Free Writing.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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