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¹ | Filing/Form Types: -D |
| 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. |
| 8-A12B | Registration Statement for a Class of Securities — Form 8-A. |
| 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. |
| 10-Q | Quarterly Report — Form 10-Q. |
| 144 | Notice of a Proposed Sale of Securities by an Insider — Form 144 { The Filer is an Insider² of the Issuer }. |
| 424B5 | Prospectus – Primary Offering or Shelf Securities – New Facts or Events. |
| CERT | Certification by a Securities Exchange Approving a Listing — Form CERT. |
| FWP | Prospectus – Free Writing. |
² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |