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Documents Incorporated by Reference in ‘424B4’ Filing 1047469-10-185 · Filed re: Tuesday, 6/30/09
30
JUN


        

6  Filings
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 ·  Click on a Filing/Form Type¹
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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 8/10/09  Broadwind, Inc.                   10-Q        6/30/09    7:1.4M                                   Toppan Merrill/FA        
 6/30/09  Tontine Overseas Associates LLC   144        10% Owner²  1:71K  Broadwind, Inc.                   Toppan Merrill/FA        
 6/30/09  Tontine 25 Overseas Master Fd, LP 144        10% Owner²  1:70K  Broadwind, Inc.                   Toppan Merrill/FA        
 6/30/09  Tontine Partners LP               144        10% Owner²  1:70K  Broadwind, Inc.                   Toppan Merrill/FA        
 6/30/09  Tontine Cap Overseas Master Fd LP 144        10% Owner²  1:70K  Broadwind, Inc.                   Toppan Merrill/FA        
 6/30/09  Tontine Capital Partners LP       144        10% Owner²  1:70K  Broadwind, Inc.                   Toppan Merrill/FA        
____________
 ¹  Filing/Form Types: 
Type emoji
  10-Q    Quarterly Report — Form 10-Q.
  144    Notice of a Proposed Sale of Securities by an Insider — Form 144 { The Filer is an Insider² of the Issuer }.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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