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Documents Incorporated by Reference in ‘424B4’ Filing 1047469-10-185 · Filed re: Monday, 10/1/07
1
OCT


        

3  Filings
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 ·  Click on a Filing/Form Type¹
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-K to view it
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& Exhibits
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
11/13/07  Broadwind, Inc.                   8-K/A:9     10/1/07    4:1M                                     Toppan Merrill/FA        
10/23/07  Tontine Capital Overseas GP, LLC  4          10% Owner²  1:24K  Broadwind, Inc.                   Toppan Merrill/FA        
          Gendell Jeffrey L et al
          Tontine 25 Overseas Master Fund, L.P.
          Tontine Capital Management LLC
          Tontine Capital Overseas Master Fund, L.P.
          Tontine Capital Partners LP
          Tontine Management LLC
          Tontine Overseas Associates LLC
          Tontine Partners LP
 10/2/07  Broadwind, Inc.                   8-K:2,9     10/1/07    2:50K                                    Toppan Merrill/FA        
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 ¹  Filing/Form Types: 
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  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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