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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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11/13/07 Broadwind, Inc. 8-K/A:9 10/1/07 4:1M Toppan Merrill/FA
10/23/07 Tontine Capital Overseas GP, LLC 4 10% Owner² 1:24K Broadwind, Inc. Toppan Merrill/FA
Gendell Jeffrey L et al
Tontine 25 Overseas Master Fund, L.P.
Tontine Capital Management LLC
Tontine Capital Overseas Master Fund, L.P.
Tontine Capital Partners LP
Tontine Management LLC
Tontine Overseas Associates LLC
Tontine Partners LP
10/2/07 Broadwind, Inc. 8-K:2,9 10/1/07 2:50K Toppan Merrill/FA
____________ | ¹ | Filing/Form Types: | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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