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Documents Incorporated by Reference in ‘424B4’ Filing 1047469-10-185 · Filed re: Friday, 12/31/10
31
DEC


        

2  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 3/16/11  Broadwind, Inc.                   10-K       12/31/10    9:1.4M                                   Toppan Merrill-FA        
  2/9/11  Fox Terence P                     5          Director²   1:4K   Broadwind, Inc.                   Fredrikson & Byron/PA/FA 
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 ¹  Filing/Form Types: 
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/A
  5    Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 { The Filer is an Insider² of the Issuer }.
  10-K    Annual Report — Form 10-K.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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