| ____________ |
| ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
| ¹ | Filing/Form Types: -K |
| 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. |
| 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials — Pre-8/23/04... Item 1: Control; 2: Assets; 3: Bankruptcy; 4: Accountants; 5: Events; 6: Resignations; 7: Financials; 8: FY; 9: Regs. FD & S; 10: Ethics; 11: Suspensions; 12: Results; 13: Notices }. |
| 10KSB | Annual or Annual-Transition Report by a Small Business — Form 10-KSB. |
| 10QSB | Quarterly or Quarterly-Transition Report by a Small Business — Form 10-QSB. |
| 15-12G | Certification of a Termination of Registration of a Class of Securities — Form 15. |
| ARS | Annual Report to Security Holders. |
| DEF 14A | Definitive Proxy Statement — Schedule 14A. |
| PRE 14A | Preliminary Proxy Statement — Schedule 14A. |
| PRER14A | Preliminary Revised Proxy Soliciting Material — Schedule 14A. |
| SC 13E3 | Tender-Offer Statement by an Issuer – Going-Private Transaction — Schedule 13E-3. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
| ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
