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‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
¹ | Filing/Form Types: |
| 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. |
| 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. |
| 10-12B | Registration Statement — Form 10. |
| 10KSB | Annual or Annual-Transition Report by a Small Business — Form 10-KSB. |
| 10QSB | Quarterly or Quarterly-Transition Report by a Small Business — Form 10-QSB. |
| 15-12G | Certification of a Termination of Registration of a Class of Securities — Form 15. |
| DEF 14C | Definitive Proxy Info Statement — Schedule 14C. |
| NT 10-K | Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25. |
| NT 10-Q | Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25. |
| REGDEX | Notice of an Exempt Offering of Securities — Form D. |
| SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. |
| SC 14F1 | Statement re: a Change in the Majority of Directors — Schedule 14F-1. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |