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Documents Incorporated by Reference in ‘PRE 14A’ Filing 918545-97-3 · Filed re: Wednesday, 12/31/97
31
DEC


        

19  Filings
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  As Of               Filer                 Filing¹   ForˇOnˇAs Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 4/15/98  Baltic International USA Inc.     10KSB      12/31/97    3:172K                                                            
  4/1/98  Baltic International USA Inc.     NT 10-K    12/31/97    1:8K                                                              
 1/23/98  Davier Homi M                     5          Director²   1:7K   Baltic International USA Inc.     Baltic Int’l USA Inc.    
 1/23/98  Goodchild James W                 5          Officer²    1:8K   Baltic International USA Inc.     Baltic Int’l USA Inc.    
 1/23/98  Gregory Paul R                    5          Director²   1:7K   Baltic International USA Inc.     Baltic Int’l USA Inc.    
 1/23/98  Grossman David A                  5          Officer²    1:7K   Baltic International USA Inc.     Baltic Int’l USA Inc.    
 1/23/98  Jochnick Adolf Af                 5          Director²   1:6K   Baltic International USA Inc.     Baltic Int’l USA Inc.    
 1/23/98  Jochnick Jonas Af                 5          Director²   1:8K   Baltic International USA Inc.     Baltic Int’l USA Inc.    
 1/23/98  Knauss Robert L                   5          Officer²    1:9K   Baltic International USA Inc.     Baltic Int’l USA Inc.    
 1/23/98  Padegs Juris                      5          Director²   1:6K   Baltic International USA Inc.     Baltic Int’l USA Inc.    
 1/23/98  Reynolds Ted                      5          Director²   1:6K   Baltic International USA Inc.     Baltic Int’l USA Inc.    
 1/23/98  Sandler Morris A                  5          Director²   1:6K   Baltic International USA Inc.     Baltic Int’l USA Inc.    
 1/12/98  Reynolds Ted                      4          Director²   1:6K   Baltic International USA Inc.     Baltic Int’l USA Inc.    
  1/9/98  Davier Homi M                     4          Director²   1:6K   Baltic International USA Inc.     Baltic Int’l USA Inc.    
  1/9/98  Gregory Paul R                    4          Director²   1:6K   Baltic International USA Inc.     Baltic Int’l USA Inc.    
  1/9/98  Jochnick Adolf Af                 3          Director²   1:6K   Baltic International USA Inc.     Baltic Int’l USA Inc.    
  1/9/98  Jochnick Jonas Af                 4          Director²   1:6K   Baltic International USA Inc.     Baltic Int’l USA Inc.    
  1/9/98  Padegs Juris                      4          Director²   1:6K   Baltic International USA Inc.     Baltic Int’l USA Inc.    
  1/9/98  Sandler Morris A                  4          Director²   1:6K   Baltic International USA Inc.     Baltic Int’l USA Inc.    
____________
 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  5    Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 { The Filer is an Insider² of the Issuer }.
  10KSB    Annual or Annual-Transition Report by a Small Business — Form 10-KSB.
  NT 10-K    Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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