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Documents Incorporated by Reference in ‘10-K’ Filing 19617-18-57 · Filed re: Thursday, 9/8/16
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12  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  9/9/16  O’Donovan Mark                    4          Officer²    1:5K   JPMorgan Chase & Co.              CT’s hCue/FA             
  9/9/16 JPMorgan Chase & Co.              424B2        9/8/16    1:230K                                   Broadridge Fin’l So… Inc 
          JPMorgan Chase Financial Co. LLC
  9/8/16  JPMorgan Chase & Co.              424B2                  1:742K                                   Davis Polk & … LLP 01/FA 
          JPMorgan Chase Financial Co. LLC
  9/8/16  JPMorgan Chase & Co.              424B2                  1:304K                                   Davis Polk & … LLP 01/FA 
          JPMorgan Chase Financial Co. LLC
  9/8/16  JPMorgan Chase & Co.              424B2                  1:595K                                   Davis Polk & … LLP 01/FA 
          JPMorgan Chase Financial Co. LLC
  9/8/16  JPMorgan Chase & Co.              SC 13G                 1:39K  USA Truck Inc.                                             
  9/8/16  JPMorgan Chase & Co.              SC 13G/A               1:37K  Syneron Medical Ltd.                                       
  9/8/16  JPMorgan Chase & Co.              SC 13G/A               1:39K  Via Renewables, Inc.                                       
  9/8/16  JPMorgan Chase & Co.              SC 13G/A               1:38K  Liberty Property Trust                                     
  9/8/16  JPMorgan Chase & Co.              SC 13G/A               1:40K  Lam Research Corp.                                         
  9/8/16  JPMorgan Chase & Co.              424B2                  1:550K                                   Donnelley … Solutions/FA 
          JPMorgan Chase Financial Co. LLC
  9/8/16  JPMorgan Chase & Co.              424B2                  1:439K                                   Doremus Fin… Printing/FA 
          JPMorgan Chase Financial Co. LLC
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 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  424B2    Prospectus – Primary Offering or Shelf Securities.
  SC 13G    Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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