| ____________ |
| ¹ | Filing/Form Types: -U |
| 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. |
| 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. |
| 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. |
| 10-Q | Quarterly Report — Form 10-Q. |
| S-8 | Registration Statement – Securities for an Employee Benefit Plan — Form S-8. |
| SD | Specialized Disclosure Report re: the Use of Conflict Minerals — Form SD. |
| ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
