As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 12/7/23  Avantax, Inc.                     15-12G      12/7/23    1:12K                                    Quality Edgar - QES/FA   
 12/6/23‡ Avantax, Inc.                     EFFECT      12/6/23    1:2K                                     SEC #5                   
 12/6/23‡ Avantax, Inc.                     EFFECT      12/6/23    1:2K                                     SEC #5                   
 12/6/23‡ Avantax, Inc.                     EFFECT      12/6/23    1:2K                                     SEC #5                   
 12/1/23  Glazer Capital, LLC               SC 13G                 1:63K  Avantax, Inc.                                              
11/29/23  Mehlman Marc                      4          Officer²    2:326K Avantax, Inc.                     Avantax, Inc.            
11/29/23  Walters Christopher William       4          Dir.,Off.²  2:333K Avantax, Inc.                     Avantax, Inc.            
11/29/23  Murray Stacy                      4          Officer²    2:270K Avantax, Inc.                     Avantax, Inc.            
11/29/23  Bailey Tabitha                    4          Officer²    1:8K   Avantax, Inc.                     Avantax, Inc.            
11/29/23  Mackay Todd C                     4          Officer²    2:331K Avantax, Inc.                     Avantax, Inc.            
11/29/23  Ernst Mark A                      4          Director²   2:318K Avantax, Inc.                     Avantax, Inc.            
11/29/23  Hayles Carol                      4          Director²   2:315K Avantax, Inc.                     Avantax, Inc.            
11/29/23  Proctor Georganne                 4          Director²   2:317K Avantax, Inc.                     Avantax, Inc.            
11/29/23  Kotecha Kanayalal Amritlal        4          Director²   2:315K Avantax, Inc.                     Avantax, Inc.            
11/29/23  Leaman J Richard III              4          Director²   2:316K Avantax, Inc.                     Avantax, Inc.            
11/29/23  Perry Tina                        4          Director²   2:314K Avantax, Inc.                     Avantax, Inc.            
11/29/23  Rao Karthik                       4          Director²   2:313K Avantax, Inc.                     Avantax, Inc.            
11/29/23  Schreuder Jana R                  4          Director²   2:323K Avantax, Inc.                     Avantax, Inc.            
11/27/23  Avantax, Inc.                     S-8 POS    11/27/23    1:26K                                    Qes, LLC/FA              
11/27/23  Avantax, Inc.                     S-8 POS    11/27/23    1:26K                                    Qes, LLC/FA              

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:
	4	Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
	15-12G	Certification of a Termination of Registration of a Class of Securities — Form 15.
	EFFECT	SEC Notice of Effectiveness.
	S-8 POS	Post-Effective Amendment of a Form S-8 Registration.
	SC 13G	Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
²	Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.