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Documents Incorporated by Reference in ‘10-Q’ Filing 1068875-23-77 · Filed re: Friday, 1/27/23
27
JAN


        

5  Filings
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 ·  Click on a Filing/Form Type¹
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 1/31/23  Walters Christopher William       4          Dir.,Off.²  1:7K   Avantax, Inc.                     Avantax, Inc.            
 1/31/23  Mackay Todd C                     4          Officer²    1:6K   Avantax, Inc.                     Avantax, Inc.            
 1/27/23  Bailey Tabitha                    3          Officer²    1:4K   Avantax, Inc.                                              
 1/27/23  Avantax, Inc.                     8-K:7,9     1/27/23   11:228K                                   Quality EDGAR So… LLC/FA 
 1/27/23  Avantax, Inc.                     SC TO-I                9:712K Avantax, Inc.                     Quality EDGAR So… LLC/FA 
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 ¹  Filing/Form Types: 
Type emoji
-K
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  SC TO-I    Tender-Offer Statement by an Issuer — Schedule TO.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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