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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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1/31/23 Walters Christopher William 4 Dir.,Off.² 1:7K Avantax, Inc. Avantax, Inc.
1/31/23 Mackay Todd C 4 Officer² 1:6K Avantax, Inc. Avantax, Inc.
1/27/23 Bailey Tabitha 3 Officer² 1:4K Avantax, Inc.
1/27/23 Avantax, Inc. 8-K:7,9 1/27/23 11:228K Quality EDGAR So… LLC/FA
1/27/23 Avantax, Inc. SC TO-I 9:712K Avantax, Inc. Quality EDGAR So… LLC/FA
____________ | ¹ | Filing/Form Types: -K | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | SC TO-I | Tender-Offer Statement by an Issuer — Schedule TO. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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