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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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9/24/18 Lincoln Park Capital Fund, LLC SC 13G 2:115K Biocept Inc. Toppan Merrill/FA
Alex Noah Investors, Inc.³
Jonathan I. Cope³
Joshua B. Scheinfeld³
Lincoln Park Capital, LLC³
Rockledge Capital Corp.³
9/24/18‡ Biocept Inc. 8-K:1,3,8,9 9/20/18 7:830K ActiveDisclosure/FA
9/24/18‡ Biocept Inc. 424B5 9/21/18 1:682K ActiveDisclosure/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 424B5 | Prospectus – Primary Offering or Shelf Securities – New Facts or Events. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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