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Documents Incorporated by Reference in ‘10-Q’ Filing 1564590-21-44664 · Filed re: Monday, 9/24/18
24
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3  Filings
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 ·  Click on a Filing/Form Type¹
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& Exhibits
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 9/24/18  Lincoln Park Capital Fund, LLC    SC 13G                 2:115K Biocept Inc.                      Toppan Merrill/FA        
          Alex Noah Investors, Inc.³
          Jonathan I. Cope³
          Joshua B. Scheinfeld³
          Lincoln Park Capital, LLC³
          Rockledge Capital Corp.³
 9/24/18 Biocept Inc.                      8-K:1,3,8,9 9/20/18    7:830K                                   ActiveDisclosure/FA      
 9/24/18Biocept Inc.                      424B5       9/21/18    1:682K                                   ActiveDisclosure/FA      
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 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
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  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  424B5    Prospectus – Primary Offering or Shelf Securities – New Facts or Events.
  SC 13G    Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.

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