SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Documents Incorporated by Reference in ‘10-K’ Filing 1558370-21-3735 · Filed re: Thursday, 6/20/19
20
JUN


        

9  Filings
Filing emoji
 ·  Click on a Filing/Form Type¹
Filing/Form Type emoji
-A to view it
 ·  List the Documents
Document emoji
& Exhibits
Exhibit emoji
within them


        
Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 6/21/19  Huang James                       4          Director²   1:5K   CASI Pharmaceuticals, Inc. (DE)   Toppan Merrill/FA        
 6/21/19  Ren Ken Keyong                    4          Director²   1:5K   CASI Pharmaceuticals, Inc. (DE)   Toppan Merrill/FA        
 6/21/19  Salisbury Franklin Cary jr        4          Director²   1:5K   CASI Pharmaceuticals, Inc. (DE)   Toppan Merrill/FA        
 6/21/19  Shrotriya Rajesh C MD             4          Director²   1:5K   CASI Pharmaceuticals, Inc. (DE)   Toppan Merrill/FA        
 6/21/19  Wu Yue Alexander                  4          Director²   1:5K   CASI Pharmaceuticals, Inc. (DE)   Toppan Merrill/FA        
 6/21/19  He Wei-Wu                         4          D,O,%Owner² 1:5K   CASI Pharmaceuticals, Inc. (DE)   Toppan Merrill/FA        
 6/21/19  Zhou Quan                         4          Dir.,%Own.² 1:5K   CASI Pharmaceuticals, Inc. (DE)   Toppan Merrill/FA        
 6/21/19  CASI Pharmaceuticals, Inc. (DE)   8-K:5,9     6/20/19    1:31K                                    Toppan Merrill/FA        
 4/30/19  CASI Pharmaceuticals, Inc. (DE)   DEF 14A     6/20/19    1:699K                                   Toppan Merrill/FA        
____________
 ¹  Filing/Form Types: 
Type emoji
-K
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  DEF 14A    Definitive Proxy Statement — Schedule 14A.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

Top

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Sun., May 12, 7:50:01.2am ET