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Documents Incorporated by Reference in ‘PRE 14A’ Filing 1558370-23-5322 · Filed re: Tuesday, 9/21/21
21
SEP


        

13  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 9/24/21  CPI Card Group Inc.               8-K:5       9/21/21   10:186K                                   Toppan Merrill/FA        
 9/23/21  Furey Thomas M                    4          Director²   1:5K   CPI Card Group Inc.               Broadridge Fin’l So… Inc 
 9/23/21  Soranno Keating Valerie           4          Director²   1:5K   CPI Card Group Inc.               Broadridge Fin’l So… Inc 
 9/23/21  Seaman Bradley S                  4          Director²   2:13K  CPI Card Group Inc.               Broadridge Fin’l So… Inc 
 9/23/21  Sheinbaum Marc                    4          Director²   1:5K   CPI Card Group Inc.               Broadridge Fin’l So… Inc 
 9/23/21  Peters Nicholas A                 4          Director²   1:5K   CPI Card Group Inc.               Broadridge Fin’l So… Inc 
 9/23/21  Pearce Robert                     4          Director²   1:5K   CPI Card Group Inc.               Broadridge Fin’l So… Inc 
 9/23/21  O’Brien Kevin Patrick             4          Officer²    1:6K   CPI Card Group Inc.               Broadridge Fin’l So… Inc 
 9/23/21  Lowe John Daniel                  4          Officer²    1:6K   CPI Card Group Inc.               Broadridge Fin’l So… Inc 
 9/23/21  Williams Sarah Elizabeth          4          Officer²    1:6K   CPI Card Group Inc.               Broadridge Fin’l So… Inc 
 9/23/21  Kilgore Sarah                     4          Officer²    1:6K   CPI Card Group Inc.               Broadridge Fin’l So… Inc 
 9/23/21  Scheirman Scott                   4          Dir.,Off.²  1:6K   CPI Card Group Inc.               Broadridge Fin’l So… Inc 
 9/23/21  Dubin Lane                        4          Officer²    1:6K   CPI Card Group Inc.               Broadridge Fin’l So… Inc 
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 ¹  Filing/Form Types: 
Type emoji
-Q
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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