| ____________ |
| † | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET.
Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. |
| ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
| ¹ | Filing/Form Types: -K |
| 6-K | Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K. |
| 20-F | Annual or Annual-Transition Report by a Foreign Non-Canadian Issuer — Form 20-F. |
| SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. |
| SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. |
| SC TO-C | Tender-Offer Communication by an Issuer or Third Party — Schedule TO. |
| SC TO-I | Tender-Offer Statement by an Issuer — Schedule TO. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
| ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
