As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 2/28/17  White George Burton               4          Officer²    1:6K   LPL Financial Holdings Inc.       LPL Fin’l Holdings Inc.  
 2/28/17  Oroschakoff Michelle              4          Officer²    2:9K   LPL Financial Holdings Inc.       LPL Fin’l Holdings Inc.  
 2/28/17  Morrissey William P. Jr.          4          Officer²    1:5K   LPL Financial Holdings Inc.       LPL Fin’l Holdings Inc.  
 2/28/17  Larsen Sallie R.                  4          Officer²    1:5K   LPL Financial Holdings Inc.       LPL Fin’l Holdings Inc.  
 2/28/17  Kalbaugh John Andrew              4          Officer²    1:6K   LPL Financial Holdings Inc.       LPL Fin’l Holdings Inc.  
 2/28/17  Fetter Victor                     4          Officer²    1:5K   LPL Financial Holdings Inc.       LPL Fin’l Holdings Inc.  
 2/28/17  Bergers David P.                  4          Officer²    1:6K   LPL Financial Holdings Inc.       LPL Fin’l Holdings Inc.  
 2/24/17  LPL Financial Holdings Inc.       10-K       12/31/16  115:11M                                                             
 2/24/17  LPL Financial Holdings Inc.       8-K:7,9     2/24/17    2:31K                                    Donnelley … Solutions/FA 

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¹	Filing/Form Types:
	4	Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
	8-K	Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
	10-K	Annual Report — Form 10-K.
²	Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.