| ____________ |
| ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
| ¹ | Filing/Form Types: |
| 6-K | Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K. |
| 13F-HR | Quarterly Holdings and Combination Report by a Money Manager — Form 13F. |
| 20-F | Annual or Annual-Transition Report by a Foreign Non-Canadian Issuer — Form 20-F. |
| 424B3 | Prospectus – New Facts or Events. |
| 424B5 | Prospectus – Primary Offering or Shelf Securities – New Facts or Events. |
| EFFECT | SEC Notice of Effectiveness. |
| POS AM | Post-Effective Amendment of a Registration Statement. |
| SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
| ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
