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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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4/29/24 Beam Global 10-K/A 12/31/23 13:610K GlobalOne Filings Inc/FA
4/17/24 Nasdaq Stock Market LLC 25-NSE 4/17/24 2:3K Beam Global
4/17/24 Beam Global 8-K:2,9 4/16/24 12:297K GlobalOne Filings Inc/FA
4/16/24 Beam Global 10-K 12/31/23 87:6.7M GlobalOne Filings Inc/FA
4/8/24 Beam Global 8-K:5 4/7/24 11:226K GlobalOne Filings Inc/FA
3/28/24 Beam Global NT 10-K 12/31/23 1:25K GlobalOne Filings Inc/FA
3/28/24 Beam Global 8-K:1,2,9 2/1/24 12:615K GlobalOne Filings Inc/FA
2/16/24 Beam Global 8-K:1,9 2/16/24 12:247K GlobalOne Filings Inc/FA
2/14/24 AWM Investment Co., Inc. SC 13G 1:9K Beam Global
Adam Stettner³
Awm Investment Co. Inc.³
David Greenhouse³
MGP Advisers Ltd. Partnership³
Special Situations Cayman Fund, L.P.³
Special Situations Fund III QP, L.P.³
Special Situations Technology Fund, II L.P.³
Special Situations Technology Fund, L.P.³
Sscayman, L.L.C.³
SST Advisers, L.L.C.³
2/6/24‡ Beam Global 8-K:4 2/3/24 11:227K GlobalOne Filings Inc/FA
2/1/24 Wheatley Desmond C 144 1:4K Beam Global Morgan Stanley … Svcs/FA
2/1/24 Beam Global 8-K:5 1/26/24 11:225K GlobalOne Filings Inc/FA
1/31/24 Beam Global 8-K/A:5,7,9 1/30/24 12:248K GlobalOne Filings Inc/FA
1/31/24 Beam Global 8-K:5,9 1/30/24 12:245K GlobalOne Filings Inc/FA
1/23/24 Myers Mark Joseph 4 Officer² 1:5K Beam Global Potok Lisa A
1/23/24 Myers Mark Joseph 3 Officer² 1:3K Beam Global Potok Lisa A
1/9/24‡ Beam Global 8-K:4,5,9 1/2/24 12:252K GlobalOne Filings Inc/FA
1/4/24 Townsend Battery Partners, LLC SC 13D/A 1:217K Beam Global Donnelley … Solutions/FA
2013 David Townsend Enterprises Trust³
2013 Dennis Townsend Enterprises Trust³
David B. Townsend³
Dennis W. Townsend³
Eps Holding, LLC³
TBP Investments, LLC³
Tes Co-Investor, LLC³
Tes Holding, LLC³
Townsend Ac, LLC³
Townsend Energy Solutions, LLC³
Townsend Ventures, LLC³
Trust F/B/O David B. Townsend U/A Dated December 19, 1996³
12/27/23 Beam Global 424B2 1:136K GlobalOne Filings Inc/FA
12/22/23‡ Beam Global EFFECT 12/22/23 1:2K SEC #5
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -K | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-K | Annual Report — Form 10-K. | | 25-NSE | Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25. | | 144 | Notice of a Proposed Sale of Securities by an Insider — Form 144 { The Filer is an Insider² of the Issuer }. | | 424B2 | Prospectus – Primary Offering or Shelf Securities. | | EFFECT | SEC Notice of Effectiveness. | | NT 10-K | Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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