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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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9/23/19 Tullis Dickerson Cap Focus III LP 4 10% Owner² 1:24K Exagen Inc. Donnelley Fin’l S… 06/FA
Tullis Dickerson Partners III, L.L.C.
Tullis Growth Fund II, L.P.
Tullis Growth Fund, L.P.
9/23/19 Hunt Woody L 4 10% Owner² 1:26K Exagen Inc. Donnelley Fin’l S… 06/FA
Hunt Guaranty Inc.
Hunt Holdings Ltd. Partnership
HuntVest, LLC
9/23/19 Sun Mountain Capital Partners LLC 4 10% Owner² 1:28K Exagen Inc. Donnelley Fin’l S… 06/FA
NMSIC Co-Investment Fund, L.P.
NMSIC Focused LLC
9/23/19 Pallares Ebetuel 4 Director² 1:12K Exagen Inc. Donnelley Fin’l S… 06/FA
9/23/19 Tullis James L L 4 Dir.,%Own.² 1:28K Exagen Inc. Donnelley Fin’l S… 06/FA
9/23/19 Mnaymneh Sami 4 10% Owner² 1:12K Exagen Inc. Donnelley Fin’l S… 06/FA
H.I.G. Bio-Exagen, L.P.
H.I.G.-GPII, Inc.
Tamer Anthony
9/23/19‡ Exagen Inc. 8-K:5,8,9 9/23/19 3:227K Donnelley … Solutions/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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