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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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9/15/16 RSJ Invs SICAV as acting in r… as 3 10% Owner² 1:6K Emmaus Life Sciences, Inc. S2 Filings LLC/FA
12/30/15 Emmaus Life Sciences, Inc. 8-K:1,2,3 12/23/15 1:31K S2 Filings LLC/FA
12/28/15 Follman Robert J 4 10% Owner² 1:6K Emmaus Life Sciences, Inc. S2 Filings LLC/FA
12/28/15 Oman Mark C 4 10% Owner² 1:6K Emmaus Life Sciences, Inc. S2 Filings LLC/FA
12/28/15 Smith Robin L 4 Director² 1:6K Emmaus Life Sciences, Inc. S2 Filings LLC/FA
12/28/15 Tierney Thomas T 4 10% Owner² 1:6K Emmaus Life Sciences, Inc. S2 Filings LLC/FA
12/28/15 Pappajohn John 4 Dir.,%Own.² 1:10K Emmaus Life Sciences, Inc. S2 Filings LLC/FA
____________ | ¹ | Filing/Form Types: -K | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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