As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

  9/9/13  Carlson Clint Duane               4          D,%Own,Oth² 2:26K  SWK Holdings Corp.                Schulte Roth & Z… LLP/FA 
          Asgard Investment Corp.
          Asgard Investment Corp. II
          Black Diamond Offshore Ltd.
          Carlson Capital LP
          Double Black Diamond Offshore Ltd.
          Double Black Diamond, L.P.
  9/9/13  Carlson Capital LP                SC 13D/A               2:169K SWK Holdings Corp.                Schulte Roth & Z… LLP/FA 
          Asgard Investment Corp.³
          Asgard Investment Corp. II³
          Black Diamond Offshore Ltd.³
          Carlson Capital, L.P.³
          Clint D. Carlson³
          Double Black Diamond Offshore Ltd.³
          Double Black Diamond, L.P.³
          Michael D. Weinberg³
  9/9/13  SWK Holdings Corp.                8-K:1,2,8,9  9/9/13    7:1M                                     RDG Filings/FA           

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¹	Filing/Form Types:  /A
	4	Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
	8-K	Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
	SC 13D	Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.
²	Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
³	Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.