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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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6/4/18 Moglia Joseph H 4 D,%Own,Oth² 1:18K FG Financial Group, Inc. Toppan Merrill/FA
Ballantyne Strong, Inc.
Cerminara Kyle
Fundamental Global Investors, LLC
Johnson Lewis M
Relm Wireless Corp.
5/31/18 Case Dan E 4 Officer² 1:5K FG Financial Group, Inc. M2 Compliance LLC/FA
5/31/18 Payne E. Gray 3 Director² 1:3K FG Financial Group, Inc. M2 Compliance LLC/FA
6/1/18‡ FG Financial Group, Inc. 8-K:5,9 5/31/18 5:295K M2 Compliance LLC/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: /A | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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