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Documents Incorporated by Reference in ‘DEFC14A’ Filing 1493152-20-14999 · Filed re: Thursday, 12/15/16
15
DEC


        

9  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
12/20/16  Kriegsman Steven A                4          D,O,Other²  1:6K   LadRx Corp.                       Broadridge Fin’l So… Inc 
12/19/16  Levitt Daniel J                   4          Officer²    1:5K   LadRx Corp.                       Broadridge Fin’l So… Inc 
12/19/16  Wieland Douglas Scott             4          Officer²    1:5K   LadRx Corp.                       Broadridge Fin’l So… Inc 
12/19/16  Caloz John Y                      4          Officer²    1:5K   LadRx Corp.                       Broadridge Fin’l So… Inc 
12/19/16  Kriegsman Steven A                4          D,O,Other²  1:5K   LadRx Corp.                       Broadridge Fin’l So… Inc 
12/19/16  Rubinfeld Joseph                  4          Director²   1:4K   LadRx Corp.                       Broadridge Fin’l So… Inc 
12/19/16  Ignarro Louis                     4          Director²   1:4K   LadRx Corp.                       Broadridge Fin’l So… Inc 
12/19/16  Chawla Anita J                    4          Director²   1:4K   LadRx Corp.                       Broadridge Fin’l So… Inc 
12/19/16  Brien Earl W                      4          Director²   1:4K   LadRx Corp.                       Broadridge Fin’l So… Inc 
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 ¹  Filing/Form Type: 
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  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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