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Filings re: Registrant of ‘8-K’ Filing 1493152-20-4923


        

1,359  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 5/15/24  GlassBridge Enterprises, Inc.     8-K:1,2,9    5/9/24   13:1.5M                                   M2 Compliance LLC/FA     
  4/2/24  GlassBridge Enterprises, Inc.     NT 10-K    12/31/23    1:32K                                    M2 Compliance LLC/FA     
  3/7/24  Torricelli Robert G               4          Director²   1:7K   GlassBridge Enterprises, Inc.     M2 Compliance LLC/FA     
  3/7/24  Strauss Daniel                    4          Dir.,Off.²  1:7K   GlassBridge Enterprises, Inc.     M2 Compliance LLC/FA     
  3/7/24  Spiro Alex                        4          Director²   1:7K   GlassBridge Enterprises, Inc.     M2 Compliance LLC/FA     
  3/7/24  Ruchalski Francis A.              3          Officer²    1:6K   GlassBridge Enterprises, Inc.     M2 Compliance LLC/FA     
 2/15/24  GlassBridge Enterprises, Inc.     8-K:1,5,9    2/9/24   19:832K                                   M2 Compliance LLC/FA     
  1/5/24  GlassBridge Enterprises, Inc.     8-K:1,9    12/29/23   15:1.6M                                   M2 Compliance LLC/FA     
11/14/23  GlassBridge Enterprises, Inc.     10-Q        9/30/23   63:4.5M                                   M2 Compliance LLC/FA     
10/31/23  Councill Claire                   3          Director²   1:3K   GlassBridge Enterprises, Inc.     M2 Compliance LLC/FA     
10/13/23  Tacora Capital LP                 3          10% Owner²  1:4K   GlassBridge Enterprises, Inc.     M2 Compliance LLC/FA     
10/13/23  Findley Keri                      3          Dir.,%Own.² 1:4K   GlassBridge Enterprises, Inc.     M2 Compliance LLC/FA     
 10/5/23  Tacora Capital LP                 SC 13D                 1:74K  GlassBridge Enterprises, Inc.     RDG Filings/FA           
          Keri Findley³
          Tacora Capital GP, LLC³
 9/29/23  GlassBridge Enterprises, Inc.     8-K:1,2,3,5 9/25/23   20:1.5M                                   M2 Compliance LLC/FA     
 9/26/23  Hall George E.                    4          Other²      1:10K  GlassBridge Enterprises, Inc.     Olshan Frome Wolosky LLP 
          Clinton Group Inc.
          Clinton Special Opportunities Master Fund Ltd.
          GEH Capital Inc.
 9/26/23  Hall George E.                    SC 13D/A               2:427K GlassBridge Enterprises, Inc.     Olshan Frome Wolosky LLP 
 8/14/23  GlassBridge Enterprises, Inc.     10-Q        6/30/23   49:2.2M                                   M2 Compliance LLC/FA     
 5/15/23  GlassBridge Enterprises, Inc.     10-Q        3/31/23   51:2.3M                                   M2 Compliance LLC/FA     
  4/7/23  GlassBridge Enterprises, Inc.     10-K       12/31/22   76:5.4M                                   M2 Compliance LLC/FA     
 3/31/23  GlassBridge Enterprises, Inc.     NT 10-K    12/31/22    1:22K                                    M2 Compliance LLC/FA     
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 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  10-K    Annual Report — Form 10-K.
  10-Q    Quarterly Report — Form 10-Q.
  NT 10-K    Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25.
  SC 13D    Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.
 
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