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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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5/15/24 GlassBridge Enterprises, Inc. 8-K:1,2,9 5/9/24 13:1.5M M2 Compliance LLC/FA
4/2/24 GlassBridge Enterprises, Inc. NT 10-K 12/31/23 1:32K M2 Compliance LLC/FA
3/7/24 Torricelli Robert G 4 Director² 1:7K GlassBridge Enterprises, Inc. M2 Compliance LLC/FA
3/7/24 Strauss Daniel 4 Dir.,Off.² 1:7K GlassBridge Enterprises, Inc. M2 Compliance LLC/FA
3/7/24 Spiro Alex 4 Director² 1:7K GlassBridge Enterprises, Inc. M2 Compliance LLC/FA
3/7/24 Ruchalski Francis A. 3 Officer² 1:6K GlassBridge Enterprises, Inc. M2 Compliance LLC/FA
2/15/24 GlassBridge Enterprises, Inc. 8-K:1,5,9 2/9/24 19:832K M2 Compliance LLC/FA
1/5/24 GlassBridge Enterprises, Inc. 8-K:1,9 12/29/23 15:1.6M M2 Compliance LLC/FA
11/14/23 GlassBridge Enterprises, Inc. 10-Q 9/30/23 63:4.5M M2 Compliance LLC/FA
10/31/23 Councill Claire 3 Director² 1:3K GlassBridge Enterprises, Inc. M2 Compliance LLC/FA
10/13/23 Tacora Capital LP 3 10% Owner² 1:4K GlassBridge Enterprises, Inc. M2 Compliance LLC/FA
10/13/23 Findley Keri 3 Dir.,%Own.² 1:4K GlassBridge Enterprises, Inc. M2 Compliance LLC/FA
10/5/23 Tacora Capital LP SC 13D 1:74K GlassBridge Enterprises, Inc. RDG Filings/FA
Keri Findley³
Tacora Capital GP, LLC³
9/29/23 GlassBridge Enterprises, Inc. 8-K:1,2,3,5 9/25/23 20:1.5M M2 Compliance LLC/FA
9/26/23 Hall George E. 4 Other² 1:10K GlassBridge Enterprises, Inc. Olshan Frome Wolosky LLP
Clinton Group Inc.
Clinton Special Opportunities Master Fund Ltd.
GEH Capital Inc.
9/26/23 Hall George E. SC 13D/A 2:427K GlassBridge Enterprises, Inc. Olshan Frome Wolosky LLP
8/14/23 GlassBridge Enterprises, Inc. 10-Q 6/30/23 49:2.2M M2 Compliance LLC/FA
5/15/23 GlassBridge Enterprises, Inc. 10-Q 3/31/23 51:2.3M M2 Compliance LLC/FA
4/7/23 GlassBridge Enterprises, Inc. 10-K 12/31/22 76:5.4M M2 Compliance LLC/FA
3/31/23 GlassBridge Enterprises, Inc. NT 10-K 12/31/22 1:22K M2 Compliance LLC/FA
____________ | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-K | Annual Report — Form 10-K. | | 10-Q | Quarterly Report — Form 10-Q. | | NT 10-K | Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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