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Documents Incorporated by Reference in ‘10-Q’ Filing 1437749-20-10860 · Filed re: Friday, 7/5/19
5
JUL


        

8  Filings
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 ·  Click on a Filing/Form Type¹
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 5/20/20  Stertzer Simon H                  4/A        Dir.,%Own.² 1:6K   BioCardia, Inc.                   RDG Filings/FA           
  8/8/19  McClung David                     4          Officer²    1:9K   BioCardia, Inc.                   RDG Filings/FA           
  8/8/19  Duckers Eric                      4          Officer²    1:9K   BioCardia, Inc.                   RDG Filings/FA           
  8/8/19  Altman Peter                      4          Dir.,Off.²  1:9K   BioCardia, Inc.                   RDG Filings/FA           
  8/8/19  Tessler Allan R                   4          Director²   1:11K  BioCardia, Inc.                   RDG Filings/FA           
  8/6/19  Stertzer Simon H                  4          Dir.,%Own.² 1:15K  BioCardia, Inc.                   RDG Filings/FA           
  7/5/19  BioCardia, Inc.                   S-1/A                  2:2.4M                                   RDG Filings/FA           
  7/5/19  BioCardia, Inc.                   8-K:1,2,3,9  7/5/19    3:156K                                   RDG Filings/FA           
____________
 ¹  Filing/Form Types: 
Type emoji
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  S-1    Registration Statement (General Form) — Form S-1.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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