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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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5:05pm† ThermoGenesis Holdings, Inc. 10-Q 3/31/24 59:4.7M RDG Filings/FA
5/16/24 ThermoGenesis Holdings, Inc. NT 10-Q 3/31/24 1:31K RDG Filings/FA
4/24/24 ThermoGenesis Holdings, Inc. 8-K:3 4/19/24 11:150K RDG Filings/FA
4/16/24‡ ThermoGenesis Holdings, Inc. 10-K 12/31/23 85:8.1M RDG Filings/FA
4/2/24‡ ThermoGenesis Holdings, Inc. NT 10-K 12/31/23 1:25K RDG Filings/FA
3/20/24‡ ThermoGenesis Holdings, Inc. 8-K:8 3/15/24 11:151K RDG Filings/FA
3/19/24 Xu Xiaochun 4 D,O,%Owner² 1:8K ThermoGenesis Holdings, Inc. RDG Filings/FA
Boyalife Group, Inc.
3/12/24 ThermoGenesis Holdings, Inc. 8-K:5 3/8/24 11:150K RDG Filings/FA
1/10/24 ThermoGenesis Holdings, Inc. 8-K:1,9 1/5/24 13:199K RDG Filings/FA
1/10/24‡ ThermoGenesis Holdings, Inc. 8-K:3 1/8/24 11:152K RDG Filings/FA
12/15/23 ThermoGenesis Holdings, Inc. 8-K:5 12/14/23 11:178K RDG Filings/FA
12/5/23‡ ThermoGenesis Holdings, Inc. EFFECT 12/5/23 1:2K SEC #5
12/6/23‡ ThermoGenesis Holdings, Inc. 424B5 1:445K RDG Filings/FA
12/1/23 ThermoGenesis Holdings, Inc. CORRESP¶ 1/8/24 1:7K RDG Filings/FA
11/29/23 ThermoGenesis Holdings, Inc. 8-K:1,9 11/22/23 11:162K RDG Filings/FA
11/29/23 SEC UPLOAD¶ 1/8/24 2:40K ThermoGenesis Holdings, Inc.
11/28/23‡ Boyalife Group, Inc. SC 13D/A 1:107K ThermoGenesis Holdings, Inc. RDG Filings/FA
Xiaochun Xu³
11/22/23 ThermoGenesis Holdings, Inc. S-3 8:1.9M RDG Filings/FA
11/21/23 Xu Xiaochun 4 D,O,%Owner² 1:5K ThermoGenesis Holdings, Inc. Foley & Lardner/FA
Boyalife Group, Inc.
11/21/23 ThermoGenesis Holdings, Inc. 8-K:8 11/17/23 11:172K RDG Filings/FA
____________ | † | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET. Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-K | Annual Report — Form 10-K. | | 10-Q | Quarterly Report — Form 10-Q. | | 424B5 | Prospectus – Primary Offering or Shelf Securities – New Facts or Events. | | CORRESP | Comment-Response or Other Letter to the SEC. | | EFFECT | SEC Notice of Effectiveness. | | NT 10-K | Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25. | | NT 10-Q | Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25. | | S-3 | Registration Statement – Securities for a Transaction — Form S-3. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | UPLOAD | Comment or Other Letter from the SEC. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ¶ | This Filing contains a delayed-release Document. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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