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Filings re: Registrant of ‘8-K’ Filing 1437749-24-8572


        

1,210  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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  5:05pm ThermoGenesis Holdings, Inc.      10-Q        3/31/24   59:4.7M                                   RDG Filings/FA           
 5/16/24  ThermoGenesis Holdings, Inc.      NT 10-Q     3/31/24    1:31K                                    RDG Filings/FA           
 4/24/24  ThermoGenesis Holdings, Inc.      8-K:3       4/19/24   11:150K                                   RDG Filings/FA           
 4/16/24 ThermoGenesis Holdings, Inc.      10-K       12/31/23   85:8.1M                                   RDG Filings/FA           
  4/2/24ThermoGenesis Holdings, Inc.      NT 10-K    12/31/23    1:25K                                    RDG Filings/FA           
 3/20/24ThermoGenesis Holdings, Inc.      8-K:8       3/15/24   11:151K                                   RDG Filings/FA           
 3/19/24  Xu Xiaochun                       4          D,O,%Owner² 1:8K   ThermoGenesis Holdings, Inc.      RDG Filings/FA           
          Boyalife Group, Inc.
 3/12/24  ThermoGenesis Holdings, Inc.      8-K:5        3/8/24   11:150K                                   RDG Filings/FA           
 1/10/24  ThermoGenesis Holdings, Inc.      8-K:1,9      1/5/24   13:199K                                   RDG Filings/FA           
 1/10/24ThermoGenesis Holdings, Inc.      8-K:3        1/8/24   11:152K                                   RDG Filings/FA           
12/15/23  ThermoGenesis Holdings, Inc.      8-K:5      12/14/23   11:178K                                   RDG Filings/FA           
 12/5/23ThermoGenesis Holdings, Inc.      EFFECT      12/5/23    1:2K                                     SEC #5                   
 12/6/23ThermoGenesis Holdings, Inc.      424B5                  1:445K                                   RDG Filings/FA           
 12/1/23  ThermoGenesis Holdings, Inc.      CORRESP1/8/24    1:7K                                     RDG Filings/FA           
11/29/23  ThermoGenesis Holdings, Inc.      8-K:1,9    11/22/23   11:162K                                   RDG Filings/FA           
11/29/23  SEC                               UPLOAD1/8/24    2:40K  ThermoGenesis Holdings, Inc.                               
11/28/23Boyalife Group, Inc.              SC 13D/A               1:107K ThermoGenesis Holdings, Inc.      RDG Filings/FA           
          Xiaochun Xu³
11/22/23  ThermoGenesis Holdings, Inc.      S-3                    8:1.9M                                   RDG Filings/FA           
11/21/23  Xu Xiaochun                       4          D,O,%Owner² 1:5K   ThermoGenesis Holdings, Inc.      Foley & Lardner/FA       
          Boyalife Group, Inc.
11/21/23  ThermoGenesis Holdings, Inc.      8-K:8      11/17/23   11:172K                                   RDG Filings/FA           
____________
 †  The Filing’s time of SEC acceptance (U.S. Eastern Time).  The SEC’s Filings System is “open” Monday through Friday from 6am
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to 10pm
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ET
.
Because the SEC “closes” at 5:30pm
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ET
, most subsequently-accepted Filings won’t be released to the public until sometime after 6am
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ET
the next day.
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  10-K    Annual Report — Form 10-K.
  10-Q    Quarterly Report — Form 10-Q.
  424B5    Prospectus – Primary Offering or Shelf Securities – New Facts or Events.
  CORRESP    Comment-Response or Other Letter to the SEC.
  EFFECT    SEC Notice of Effectiveness.
  NT 10-K    Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25.
  NT 10-Q    Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25.
  S-3    Registration Statement – Securities for a Transaction — Form S-3.
  SC 13D    Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
  UPLOAD    Comment or Other Letter from the SEC.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
  ¶  This Filing contains a delayed-release Document.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.
 
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