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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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9/20/19 Rocca Fortunato R. 4 Dir.,Off.² 1:5K Exagen Inc. Donnelley Fin’l S… 06/FA
9/20/19 Dervieux Thierry 4 Officer² 1:5K Exagen Inc. Donnelley Fin’l S… 06/FA
9/20/19 Adawi Kamal 4 Officer² 1:5K Exagen Inc. Donnelley Fin’l S… 06/FA
9/20/19 Elliott Jeffrey Thomas 4 Director² 1:5K Exagen Inc. Donnelley Fin’l S… 06/FA
9/20/19 Nova Tina Susan 4 Director² 1:5K Exagen Inc. Donnelley Fin’l S… 06/FA
9/20/19 Burrell Chet 4 Director² 1:5K Exagen Inc. Donnelley Fin’l S… 06/FA
9/18/19‡ Exagen Inc. EFFECT 9/18/19 1:2K SEC #5
9/18/19 Tullis Dickerson Cap Focus III LP 3 10% Owner² 1:19K Exagen Inc. Donnelley Fin’l S… 06/FA
Tullis Dickerson Partners III, L.L.C.
Tullis Growth Fund II, L.P.
Tullis Growth Fund, L.P.
9/18/19 NMSIC Co-Investment Fund, L.P. 3 10% Owner² 1:18K Exagen Inc. Donnelley Fin’l S… 06/FA
NMSIC Focused LLC
Sun Mountain Capital Partners LLC
9/18/19 Birk Brian 3 Director² 1:3K Exagen Inc. Donnelley Fin’l S… 06/FA
9/18/19 Pallares Ebetuel 3 Director² 2:13K Exagen Inc. Donnelley Fin’l S… 06/FA
9/18/19 Tullis James L L 3 Dir.,%Own.² 1:17K Exagen Inc. Donnelley Fin’l S… 06/FA
9/18/19 H.I.G. Bio-Exagen, L.P. 3 10% Owner² 1:9K Exagen Inc. Donnelley Fin’l S… 06/FA
H.I.G.-GPII, Inc.
Mnaymneh Sami
Tamer Anthony
9/18/19 Robertson Bruce C 3 Director² 1:3K Exagen Inc. Donnelley Fin’l S… 06/FA
9/18/19 Hunt Holdings Ltd. Partnership 3 10% Owner² 2:20K Exagen Inc. Donnelley Fin’l S… 06/FA
Hunt Guaranty Inc.
Hunt Woody L
HuntVest, LLC
9/18/19 Elliott Jeffrey Thomas 3 Director² 2:6K Exagen Inc. Donnelley Fin’l S… 06/FA
9/18/19 Burrell Chet 3 Director² 2:6K Exagen Inc. Donnelley Fin’l S… 06/FA
9/18/19 Nova Tina Susan 3 Director² 2:7K Exagen Inc. Donnelley Fin’l S… 06/FA
9/18/19 Dervieux Thierry 3 Officer² 2:8K Exagen Inc. Donnelley Fin’l S… 06/FA
9/18/19 Adawi Kamal 3 Officer² 2:7K Exagen Inc. Donnelley Fin’l S… 06/FA
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | EFFECT | SEC Notice of Effectiveness. | | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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