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Documents Incorporated by Reference in ‘SC 13D/A’ Filing 1213900-20-5203 · Filed re: Friday, 2/14/20
14
FEB


        

18  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 3/25/20  Alta Equipment Group Inc.         8-K/A:9     2/14/20    3:3.8M                                   EdgarAgents LLC/FA       
 2/19/20  B. Riley Financial, Inc.          4          10% Owner²  1:37K  Alta Equipment Group Inc.         EdgarAgents LLC/FA       
          B. Riley Capital Management, LLC
          B. Riley FBR, Inc.
          B. Riley Principal Investments, LLC
          B. Riley Principal Sponsor Co., LLC
          BRC Partners Management GP, LLC
          BRC Partners Opportunity Fund, LP
 2/19/20  Studdert Andrew P                 4          Director²   1:6K   Alta Equipment Group Inc.         EdgarAgents LLC/FA       
 2/19/20  Savas Zachary E.                  4          Director²   1:6K   Alta Equipment Group Inc.         EdgarAgents LLC/FA       
 2/19/20  Colucci Anthony                   4          Officer²    1:4K   Alta Equipment Group Inc.         EdgarAgents LLC/FA       
 2/19/20  Greenawalt Ryan                   4          D,O,%Owner² 1:5K   Alta Equipment Group Inc.         EdgarAgents LLC/FA       
 2/19/20  White Katherine E                 3          Director²   2:8K   Alta Equipment Group Inc.         EdgarAgents LLC/FA       
 2/19/20  Studdert Andrew P                 3          Director²   2:7K   Alta Equipment Group Inc.         EdgarAgents LLC/FA       
 2/19/20  Savas Zachary E.                  3          Director²   2:10K  Alta Equipment Group Inc.         EdgarAgents LLC/FA       
 2/19/20  Greenawalt Ryan                   3          D,O,%Owner² 2:8K   Alta Equipment Group Inc.         EdgarAgents LLC/FA       
 2/19/20  Colucci Anthony                   3          Officer²    2:8K   Alta Equipment Group Inc.         EdgarAgents LLC/FA       
 2/19/20  Shribman Daniel                   4          Director²   1:5K   Alta Equipment Group Inc.         EdgarAgents LLC/FA       
 2/14/20  B. Riley Financial, Inc.          4          10% Owner²  1:14K  Alta Equipment Group Inc.         EdgarAgents LLC/FA       
          B. Riley Capital Management, LLC
          B. Riley FBR, Inc.
          B. Riley Principal Sponsor Co., LLC
          BRC Partners Management GP, LLC
          BRC Partners Opportunity Fund, LP
 2/14/20  Periscope Capital Inc.            SC 13G                 1:43K  Alta Equipment Group Inc.         Donnelley … Solutions/FA 
 2/14/20  Alta Equipment Group Inc.         8-K12B:1,2, 2/14/20    7:1.1M                                   EdgarAgents LLC/FA       
 2/14/20  Alta Equipment Group Inc.         8-A12B/A               7:438K                                   EdgarAgents LLC/FA       
 2/14/20  Aqr Capital Management LLC        SC 13G/A               1:40K  Alta Equipment Group Inc.         Adv Consultant Netw… Inc 
 2/14/20  Castle Creek Arbitrage, LLC       SC 13G/A               1:68K  Alta Equipment Group Inc.                                  
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 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-A12B    Registration Statement for a Class of Securities — Form 8-A.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  8-K12B    Notice of Securities Deemed to be Registered by a Successor Issuer — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  SC 13G    Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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