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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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5:09pm† B. Riley Financial, Inc. NT 10-Q 3/31/24 1:36K Workiva Inc Wde… FA01/FA
5:00pm B. Riley Financial, Inc. 13F-HR 3/31/24 2:10K EdgarAgents LLC/FA
5/10/24 B. Riley Financial, Inc. DEFA14A 1:3.2M EdgarAgents LLC/FA
5/10/24 B. Riley Financial, Inc. DEF 14A 6/21/24 11:9.9M EdgarAgents LLC/FA
5/7/24 B. Riley Financial, Inc. SC 13G/A 1:122K Real Good Food Co., Inc. EdgarAgents LLC/FA
B. Riley Securities, Inc.³
Bryant R. Riley³
5/1/24‡ B. Riley Financial, Inc. 8-K:7,9 4/26/24 12:309K EdgarAgents LLC/FA
4/29/24 B. Riley Financial, Inc. 10-K/A 12/31/23 14:874K EdgarAgents LLC/FA
4/24/24 B. Riley Financial, Inc. 8-K:2,7,9 4/24/24 13:7.6M EdgarAgents LLC/FA
4/24/24‡ B. Riley Financial, Inc. 10-K 12/31/23 141:23M Workiva Inc Wde… FA01/FA
4/17/24 B. Riley Financial, Inc. SC 13D/A 1:79K Babcock & Wilcox Enterprises, Inc EdgarAgents LLC/FA
B. Riley Securities, Inc.³
BRF Investments, LLC³
Bryant R. Riley³
4/8/24 B. Riley Financial, Inc. 8-K:1 4/5/24 11:294K EdgarAgents LLC/FA
3/27/24 B. Riley Financial, Inc. 8-K:8 3/27/24 11:296K EdgarAgents LLC/FA
3/26/24 Riley Bryant R 4 10% Owner² 1:14K FaZe Holdings Inc. EdgarAgents LLC/FA
B. Riley Financial, Inc.
B. Riley Principal 150 Sponsor Co., LLC
B. Riley Principal Investments, LLC
3/26/24 B. Riley Financial, Inc. SC 13D/A 1:100K FaZe Holdings Inc. EdgarAgents LLC/FA
B. Riley Principal 150 Sponsor Co., LLC³
B. Riley Principal Investments, LLC³
Bryant R. Riley³
3/22/24 B. Riley Financial, Inc. 8-K:3,7,9 3/18/24 12:335K EdgarAgents LLC/FA
3/19/24 Moore Andrew 4 Officer² 1:4K B. Riley Financial, Inc. EdgarAgents LLC/FA
3/19/24 Young Kenneth M 4 Officer² 1:7K B. Riley Financial, Inc. EdgarAgents LLC/FA
3/19/24 Riley Bryant R 4 D,O,%Owner² 1:8K B. Riley Financial, Inc. EdgarAgents LLC/FA
3/19/24 Ahn Phillip J. 4 Officer² 1:5K B. Riley Financial, Inc. EdgarAgents LLC/FA
3/19/24 Weitzman Howard 4 Officer² 1:5K B. Riley Financial, Inc. EdgarAgents LLC/FA
| ____________ | | † | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET.
Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-K | Annual Report — Form 10-K. | | 13F-HR | Quarterly Holdings and Combination Report by a Money Manager — Form 13F. | | DEF 14A | Definitive Proxy Statement — Schedule 14A. | | DEFA14A | Definitive Additional Proxy Soliciting Material — Schedule 14A. | | NT 10-Q | Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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