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Documents Incorporated by Reference in ‘S-1/A’ Filing 1193805-21-895 · Filed re: Thursday, 12/27/18
27
DEC


        

3  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 1/14/19  Kelly Michael P                   4          Director²   1:6K   Falconstor Software Inc.          Olshan Frome Wolosky LLP 
12/28/18  ESW Capital, LLC                  4          10% Owner²  1:8K   Falconstor Software Inc.          Donnelley Fin’l S… 06/FA 
          Liemandt Joseph
12/28/18  Falconstor Software Inc.          8-K:3      12/27/18    1:13K                                    Olshan Frome Wolosky LLP 
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 ¹  Filing/Form Types: 
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  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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